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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RSG INVESTMENTS LLC

CRD 323527

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:491d5921-4b93-5fa2-7ff5-5bb18c6e78ce

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Feb 12, 2025 to Mar 17, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $141MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $141M
Private client RAUM: $140MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $20.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 25
Advisory employees: 6
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,132
Individual clients: 532
High net worth clients: 21
SEC number: 801-132178
CRD: 323527
Filings on the tape: 3
First filed: Feb 12, 2025
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, KS

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SAMUEL KRISTOFFER BASS	n/a	OVERLAND PARK, KS	3	17	1	no
Alan Eugene Becker	n/a	OVERLAND PARK, KS	3	23	2	no
Kristy Lynn Eller	n/a	OVERLAND PARK, KS	3	16	5	no
Tatiana Mae McIntyre	n/a	OVERLAND PARK, KS	1	10	n/a	no
Dylan Michael Pollock	n/a	OVERLAND PARK, KS	0	14	1	no
DOUGLAS C MILLER	n/a	OVERLAND PARK, KS	0	10	2	no
Gaven Lee Pinkley	n/a	OVERLAND PARK, KS	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Becker, Alan, Eugene	CEO, PRESIDENT	E	yes	02/2013	Mar 17, 2026	Mar 17, 2026
Carver, Robert, Floyd	CHIEF OPERATING OFFICER OFFIER	Na	yes	03/2015	Mar 17, 2026	Mar 17, 2026
OLVERA, TANYA, MICHELLE	CHIEF COMPLIANCE OFFICER	Na	no	11/2025	Mar 17, 2026	Mar 17, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$141M	$141M	25	6	3	n/a	n/a
2024	Feb 12, 2025	$116M	$116M	19	9	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	14.3%	2	0	0	4	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$141M	$116M	20.7%	n/a	n/a	25	19	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AE WEALTH MANAGEMENT, LLC	3	Sep 5, 2023	Jan 24, 2023	KANSAS CITY, MO	Team lift out	Ibd to RIA	0.7%

Relationships

Registered with (10)

← Gaven Lee PinkleyAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← DOUGLAS C MILLERAdvisorregistration: current employment
Aug 20, 2026 to presentfactForm ADV
← Dylan Michael PollockAdvisorregistration: current employment
Oct 6, 2025 to presentfactForm ADV
← Tatiana Mae McIntyreAdvisorregistration: current employment
Aug 7, 2025 to presentfactForm ADV
← Kristy Lynn EllerAdvisorregistration: current employment
Feb 23, 2023 to presentfactForm ADV
← SAMUEL KRISTOFFER BASSAdvisorregistration: current employment
Jan 24, 2023 to presentfactForm ADV
← Alan Eugene BeckerAdvisorregistration: current employment
Jan 24, 2023 to presentfactForm ADV
← Jason A LewisAdvisorregistration: previous registration
Jan 29, 2025 to Jun 18, 2026factForm ADV
← Scott Michael SheldonAdvisorregistration: previous registration
Jan 11, 2023 to Apr 22, 2025factForm ADV
← Shane Alan MartinAdvisorregistration: previous registration
Feb 16, 2024 to Dec 11, 2024factForm ADV

Controls (2)

← Carver, Robert, FloydOwnerCHIEF OPERATING OFFICER OFFIER, ownership code NA, individual
Mar 17, 2026 to presentfactForm ADV
← Becker, Alan, EugeneOwnerCEO, PRESIDENT, ownership code E, individual
Mar 17, 2026 to presentfactForm ADV

Owns (1)

← OLVERA, TANYA, MICHELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 17, 2026 to presentfactForm ADV

Moved with (1)

← AE WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Sep 5, 2023 to Jan 24, 2023factForm ADV

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
Jason A Lewis left Rsg Investments Llc for Umb Financial Services, Inc. (registered 2026-08-31)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Scott Michael Sheldon left Rsg Investments Llc for Vestgen Advisors, Llc (registered 2025-06-02)
Form ADVobserved 4 days ago
Occurred
Dec 11, 2024
Advisor changed firm
Shane Alan Martin left Rsg Investments Llc for Creative Planning (registered 2025-01-15)
Form ADVobserved 4 days ago
Occurred
Sep 5, 2023
Team lift-out
3 advisors left AE Wealth Management, LLC (Kansas City, MO) for Rsg Investments LLC on the same day
Form ADVobserved 4 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:491d5921-4b93-5fa2-7ff5-5bb18c6e78ce
First observed: Feb 12, 2025
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RSG INVESTMENTS LLC

CRD 323527

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:491d5921-4b93-5fa2-7ff5-5bb18c6e78ce

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SAMUEL KRISTOFFER BASS

n/a

OVERLAND PARK, KS

Alan Eugene Becker

n/a

OVERLAND PARK, KS

Kristy Lynn Eller

n/a

OVERLAND PARK, KS

Tatiana Mae McIntyre

n/a

OVERLAND PARK, KS

n/a

Dylan Michael Pollock

n/a

OVERLAND PARK, KS

DOUGLAS C MILLER

n/a

OVERLAND PARK, KS

Gaven Lee Pinkley

n/a

OVERLAND PARK, KS

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Becker, Alan, Eugene

CEO, PRESIDENT

yes

02/2013

Mar 17, 2026

Carver, Robert, Floyd

CHIEF OPERATING OFFICER OFFIER

yes

03/2015

Mar 17, 2026

OLVERA, TANYA, MICHELLE

CHIEF COMPLIANCE OFFICER

11/2025

Mar 17, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$141M

n/a

2024

Feb 12, 2025

$116M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$141M

$116M

20.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AE WEALTH MANAGEMENT, LLC

Sep 5, 2023

Jan 24, 2023

KANSAS CITY, MO

Team lift out

Ibd to RIA

0.7%