DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• C•• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 19, 2017 · 18 filings
SEC status approved since Jun 19, 2017
RAUM
$744M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
23 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$744M as of Mar 31, 2026
Mar 30, 2018$465M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20180 then
Employees (5.A)47 as of Mar 31, 2026
Mar 30, 201843 then
Private funds4 as of Mar 31, 2026
Mar 30, 20181 then
RAUM -16% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $186MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$744M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••• B•• I•• L•• | Securitized Asset Fund | $375M | 0 | Mar 29, 2019 |
| O••• B•• X• L•• | Securitized Asset Fund | $312M | 0 | Mar 31, 2021 |
| O••• B•• C•• X•• L••• | Securitized Asset Fund | $300M | 0 | Mar 31, 2023 |
| O••• B•• V•••• L•• | Securitized Asset Fund | $169M | 0 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J••••••• A••• · Senior Managing Directorcontrolsince 12/2016 · owns less than 5%
- P•••••• M••••• S•• D••••• · Chief Compliance Officercontrolsince 05/2017 · owns less than 5%
- R•••••• B••••• •••• · President & Senior Managing Directorcontrolsince 12/2016 · owns less than 5%
- R•••••••• T••• K•••• · Managing Director, General Counsel, Chief Administrative Officers & Secretarycontrolsince 12/2016 · owns less than 5%
- R••••••• R••••••• S•••• · Trusteecontrolsince 01/2020 · owns F of T•• O•• 2••• T••••
Entity owners
- O•• F•••••• I• L•• · Managing Memberdirect · owns 75% or more
- O••• L•• · Ownerindirect · owns 75% or more of O•••••• I••••••••• L••
- O•••••• F•••• S••••• A•••• M••••••••• H•••••••• L•• · Member/Managerindirect · owns 75% or more of O•••••• F•••• S••••• A•••• M••••••••• L••
- O•••••• F•••• S••••• A•••• M••••••••• L•• · Member/Managerindirect · owns 75% or more of O•• F•••••• I• L••
- O•••••• F•••• S••••• C••••••• I••• · Managerindirect · owns F of O•••••• F•••• S••••• A•••• M••••••••• L••
- O•••••• I••••••••• I•• L•• · Owner/Managing Memberindirect · owns 50% to 75% of O•••••• F•••• S••••• A•••• M••••••••• H•••••••• L••
- O•••••• I••••••••• L•• · Ownerindirect · owns 75% or more of O•••••• I••••••••• I•• L••
- T•• O•• 2••• T•••• · Ownerindirect · owns 75% or more of O••• L••
Related persons
Schedule D 7.A
- 4•• P••• M••••••••• L••investment companyn
- 4••• C••••••••• L••n
- C••• S•• I• O•••••••• L••n
- C•• C••••••• L••broker-dealern
- C•• G••••• L••n
- C•• C•••••• C••••••••• C•••••• M••••••••• L••investment advisern
- C•• C•••••• I• M••••••••• L••investment adviserbanknRAUM $1.1B
- C•• C•••••• R• D••• M••••••••• L••investment advisern
- C•• C•••••• R••• P••••••• M••••••••• L••investment advisern
- C•• C•••••• S• M••••••••• L••investment advisernRAUM $134M
- C•• C•••••• S••••••••• M••••••••• L••investment advisern
- C•• C••••••• L••investment advisernRAUM $2.7B
- C•• C••••••••• C•••••• M••••••••• L••n
- C•• G•••• ••••••••• P•• L••broker-dealern
- C•• G•••• M••••••••• L••n
- C•• G••••• L•n
- C•• I• M••••••••• L••investment companyn
- C•• I••••••••• F••• I••• G•• L••pooled vehicle sponsorn
- C•• I••••••••• F••• I•• G• ••••• S•••••••pooled vehicle sponsorn
- C•• I••••••••• F••• I•• G•• L••pooled vehicle sponsorn
- C•• I••••••••• I• G•• L••pooled vehicle sponsorn
- C•• J••••• L••broker-dealern
- C•• M••••••••• I•••investment companyn
- C•• M• M••••••••• L••investment companyn
- C•• N• M••••••••• L••investment companyn
- C•• R• D••• M••••••••• L••n
- C•• R••• E••••• F•••••• M••••••••• L••bankn
- C•• R••• E••••• S•••••••• L••investment companyn
- C•• T• M••••••••• L••investment companyn
- C•• V• M••••••••• L••investment companyn
Advisers that list O•• C•• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY11 employees
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- Employees · 50 to 47May 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $889M to $744MMay 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $889M to $744MMay 15, 2025 to Mar 31, 2026
- RAUM · $889M to $744MMay 15, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 8, 2025 to May 15, 2025
- Advisory employees · 25 to 23Mar 29, 2024 to Apr 8, 2025
- Employees · 53 to 50Mar 29, 2024 to Apr 8, 2025
- Discretionary RAUM · $1.2B to $889MMar 29, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $1.2B to $889MMar 29, 2024 to Apr 8, 2025
- RAUM · $1.2B to $889MMar 29, 2024 to Apr 8, 2025
- Advisory employees · 24 to 25Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 4Mar 31, 2023 to Mar 29, 2024
- Employees · 50 to 53Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.4B to $1.2BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.4B to $1.2BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.4B to $1.2BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 5Nov 4, 2022 to Mar 31, 2023
- Private funds · 3 to 4Nov 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $1.4BNov 4, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.2B to $1.4BNov 4, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.4BNov 4, 2022 to Mar 31, 2023
- Accounts · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Employees · 48 to 50Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $928M to $1.2BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $928M to $1.2BMar 31, 2021 to Mar 31, 2022
- RAUM · $928M to $1.2BMar 31, 2021 to Mar 31, 2022
- Related bank · false to trueMar 31, 2021 to Mar 31, 2022
- BD registered reps · 3 to 1Mar 30, 2020 to Mar 31, 2021
- Employees · 44 to 48Mar 30, 2020 to Mar 31, 2021
- Private funds · 2 to 3Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $847M to $928MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $847M to $928MMar 30, 2020 to Mar 31, 2021
- RAUM · $847M to $928MMar 30, 2020 to Mar 31, 2021
- Advisory employees · 25 to 24Feb 3, 2020 to Mar 30, 2020
- Employees · 48 to 44Feb 3, 2020 to Mar 30, 2020
- Discretionary RAUM · $1.0B to $847MFeb 3, 2020 to Mar 30, 2020
- Pooled vehicle RAUM · $1.0B to $847MFeb 3, 2020 to Mar 30, 2020
- RAUM · $1.0B to $847MFeb 3, 2020 to Mar 30, 2020
- Accounts · 2 to 3Mar 30, 2018 to Mar 29, 2019
Signals
6 dated events
- O•• C•• M••••••••• L•• reported RAUM $1.2B, up 31% from $927.7M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Scott Richard Ressler (Trustor And Trustee) appeared on Schedule A of O•• C•• M••••••••• L••Jan 31, 2020 · Control person joined · fact
- Steven Mark Hauser (Senior Managing Director) no longer on Schedule A of O•• C•• M••••••••• L•• (listed 2020-01-10, absent 2020-01-29)Jan 29, 2020 · Control person left · inference
- O•• C•• M••••••••• L•• reported RAUM $1.0B, up 121% from $464.6M (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- O•• C•• M••••••••• L•• reported RAUM $464.6M, up 469% from $81.7M (2018-01-16 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- O•• C•• M••••••••• L•• filed its initial SEC registration (Form ADV)May 19, 2017 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- OFSMANAGEMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847.734.2000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026