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Advisor at ADVISORY SERVICES NETWORK
Overland Park, KS | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Oct 4, 2022 | n/a | yes | ATLANTA, GA|Overland Park, KS | Current employment |
| MARINER WEALTH ADVISORS | Former SEC adviser | Sep 20, 2017 | Mar 31, 2018 | no | OVERLAND PARK, KS | Previous registration |
| FIRSTPOINT FINANCIAL, LLC | Former SEC adviser | May 21, 2015 | Mar 22, 2017 | no | OVERLAND PARK, KS | Previous registration |
| Mariner | Bd affiliated wealth | Mar 17, 2015 | Oct 4, 2022 | no | OVERLAND PARK, KS | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Oct 3, 2014 | Sep 20, 2017 | no | OVERLAND PARK, KS | Previous registration |
| FIRSTPOINT FINANCIAL, LLC | Former SEC adviser | Oct 3, 2014 | Jan 21, 2016 | no | LEAWOOD, KS | Previous registration |
| TRIUNE FINANCIAL PARTNERS, LLC | Independent wealth | Sep 23, 2013 | Oct 9, 2014 | no | OVERLAND PARK, KS | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 29, 2009 | Oct 14, 2013 | no | Leawood, KS|Kansas City, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 21, 2007 | Sep 15, 2009 | no | Lawrence, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | FIRSTPOINT FINANCIAL, LLC | Oct 4, 2022 | May 21, 2015 | -2,693 | Firm change after gap | Other |
| MARINER WEALTH ADVISORS | ADVISORY SERVICES NETWORK | Mar 31, 2018 | Oct 4, 2022 | 1,648 | Firm change after gap | Other |
| MARINER WEALTH ADVISORS | Mariner | Sep 20, 2017 | Mar 17, 2015 | -918 | Firm change after gap | Other |
| FIRSTPOINT FINANCIAL, LLC | MARINER WEALTH ADVISORS | Mar 22, 2017 | Sep 20, 2017 | 182 | Channel change | Other |
| FIRSTPOINT FINANCIAL, LLC | MARINER WEALTH ADVISORS | Jan 21, 2016 | Oct 3, 2014 | -475 | Channel change | Other |
| TRIUNE FINANCIAL PARTNERS, LLC | FIRSTPOINT FINANCIAL, LLC | Oct 9, 2014 | Oct 3, 2014 | -6 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | TRIUNE FINANCIAL PARTNERS, LLC | Oct 14, 2013 | Sep 23, 2013 | -21 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHARLES SCHWAB & CO., INC. | Sep 15, 2009 | Sep 29, 2009 | 14 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168793:170703:KS:2016-01-21 | Jan 21, 2016 | Oct 3, 2014 | LEAWOOD, KS | Firm change after gap |