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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Matthew Lincoln Mogush

Advisor at U.S. BANCORP ADVISORS, LLC

Glendale, CA | Woodland Hills, CA

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Search this name across graphsid dfx:ria:28f37e68-d4c3-9478-117e-da962a45204f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 12, 2006
First registration: May 15, 2006
Dual registered: yes, broker-dealer
Other names: Matthew Mogush
IAPD individual key: 4970122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jul 29, 2026	n/a	yes	Woodland Hills, CA\|Glendale, CA	Current employment
Seia	Bd affiliated wealth	Jul 3, 2025	Dec 12, 2025	no	LOS ANGELES, CA	Previous registration
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Jul 18, 2017	Jun 12, 2025	no	Pasadena, CA\|PASADENA, CA	Previous registration
RBC SECURITIES, INC.	Bd affiliated wealth	Jun 28, 2016	Jul 5, 2017	no	LOS ANGELES, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Dec 3, 2008	Feb 24, 2015	no	El Segundo, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 15, 2006	Jul 12, 2007	no	Newport Beach, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Seia	U.S. BANCORP ADVISORS, LLC	Dec 12, 2025	Jul 29, 2026	229	Firm change	Ibd to ibd
WESTERN INTERNATIONAL SECURITIES	Seia	Jun 12, 2025	Jul 3, 2025	21	Firm change	Ibd to ibd
RBC SECURITIES, INC.	WESTERN INTERNATIONAL SECURITIES	Jul 5, 2017	Jul 18, 2017	13	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	RBC SECURITIES, INC.	Feb 24, 2015	Jun 28, 2016	490	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jul 12, 2007	Dec 3, 2008	510	Firm change after gap	Other

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ SEIARegistered adviserregistration: previous registration
Jul 3, 2025 to Dec 12, 2025factForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Jul 18, 2017 to Jun 12, 2025factForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Jun 28, 2016 to Jul 5, 2017factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Dec 3, 2008 to Feb 24, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 15, 2006 to Jul 12, 2007factForm ADV

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
Matthew Lincoln Mogush left Seia for U.S. Bancorp Advisors, Llc (registered 2026-07-29)
Form ADVobserved 4 days ago
Occurred
Jun 12, 2025
Advisor changed firm
Matthew Lincoln Mogush left Western International Securities for Seia (registered 2025-07-03)
Form ADVobserved 4 days ago