DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Lincoln Mogush
Feed of 09/14/2026
Also filed as Matthew Mogush
At current firm
0 y
since Jul 29, 2026
In the industry
20 y
since May 12, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Jul 29, 2026 · Woodland Hills, Ca
- Seia BD affiliatedJul 3, 2025 to Dec 12, 2025 · Los Angeles, Ca
- Western International Securities formerJul 18, 2017 to Jun 12, 2025 · Pasadena, Ca
- RBC Securities, Inc. BD affiliatedJun 28, 2016 to Jul 5, 2017 · Los Angeles, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerDec 3, 2008 to Feb 24, 2015 · El Segundo, Ca
- Ameriprise Financial Services, LLC national BDMay 15, 2006 to Jul 12, 2007 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Seia to U.S. Bancorp Advisors, LLCleft Dec 12, 2025, registered Jul 29, 2026 (229 days) · Affiliated broker-dealer or bank to another
- Western International Securities to Seialeft Jun 12, 2025, registered Jul 3, 2025 (21 days) · Affiliated broker-dealer or bank to another
- RBC Securities, Inc. to Western International Securitiesleft Jul 5, 2017, registered Jul 18, 2017 (13 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to RBC Securities, Inc.left Feb 24, 2015, registered Jun 28, 2016 (490 days) · Other
- Ameriprise Financial Services, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jul 12, 2007, registered Dec 3, 2008 (510 days) · Other
Signals
- Matthew Lincoln Mogush left Seia for U.S. Bancorp Advisors, Llc (registered 2026-07-29)Dec 12, 2025 · Advisor changed firm · fact
- Matthew Lincoln Mogush left Western International Securities for Seia (registered 2025-07-03)Jun 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address