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Advisor at GWN SECURITIES INC.
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | Jan 5, 2024 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL | Current employment |
| OCEAN FINANCIAL ADVISORS LLC | State registered | Jul 31, 2023 | Jan 9, 2024 | no | MIAMI, FL | Previous registration |
| SUNSTATE WEALTH MANAGEMENT LLC | Other adviser | Jan 24, 2022 | Nov 16, 2022 | no | CORAL GABLES, FL | Previous registration |
| Wakeful | State registered | May 24, 2021 | Jun 29, 2022 | no | MIAMI, FL | Previous registration |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | Former SEC adviser | Jun 2, 2008 | Jul 30, 2008 | no | WEST PALM BEACH, FL|BOCA RATON, FL | Previous registration |
| 1ST DISCOUNT BROKERAGE, INC. | Independent wealth | Jan 4, 2007 | May 22, 2008 | no | LAKE WORTH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OCEAN FINANCIAL ADVISORS LLC | GWN SECURITIES INC. | Jan 9, 2024 | Jan 5, 2024 | -4 | Firm change | Other |
| SUNSTATE WEALTH MANAGEMENT LLC | OCEAN FINANCIAL ADVISORS LLC | Nov 16, 2022 | Jul 31, 2023 | 257 | Firm change | Other |
| Wakeful | SUNSTATE WEALTH MANAGEMENT LLC | Jun 29, 2022 | Jan 24, 2022 | -156 | Firm change after gap | Other |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | Wakeful | Jul 30, 2008 | May 24, 2021 | 4,681 | Firm change after gap | Other |
| 1ST DISCOUNT BROKERAGE, INC. | BROOKSTONE INVESTMENT ADVISORY SERVICES | May 22, 2008 | Jun 2, 2008 | 11 | Firm change | Other |