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T••• M•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

T••• M•••••• F••••••

Advisor at M•••• F•••••••• A•••••••

Rockville, MD | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:29f5cffa-0c0c-2717-9ad0-10852ec1b9ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 24, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Oct 6, 2025	n/a	yes	ALPHARETTA, GA\|Rockville, MD	Current employment
O••••••• P••••••• P••••••• S••••••••• L••	Former SEC adviser	Nov 7, 2019	Dec 4, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• P••••••• P••••••• S••••••••• L••	M•••• F•••••••• A•••••••	Dec 4, 2025	Oct 6, 2025	-59	Firm change after gap	RIA to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	O••••••• P••••••• P••••••• S••••••••• L••	Aug 2, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168342:142457:MD:2025-12-04	Dec 4, 2025	Oct 6, 2025	ROCKVILLE, MD	Firm change after gap
29604:168342:MD:2017-08-02	Aug 2, 2017	Nov 7, 2019	ROCKVILLE, MD	Firm change after gap

Relationships

Registered with (9)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ O••••••• P••••••• P••••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 7, 2019 to Dec 4, 2025factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Aug 4, 2016 to Aug 2, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
T••• M•••••• F•••••• left O••••••• P••••••• P••••••• S••••••••• L•• for M•••• F•••••••• A••••••• (registered 2025-10-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29f5cffa-0c0c-2717-9ad0-10852ec1b9ca
First observed: Jan 24, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.