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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Victor J Alfieri

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Simpsonville, SC

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Search this name across graphsid dfx:ria:29fe0d55-daf7-e823-d4c7-696a59f63b0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 4, 1998
First registration: Feb 3, 2006
Dual registered: yes, broker-dealer
Other names: VICTOR J ALFIERI|VICTOR ALFIERI|VICTOR JOSEPH ALFIERI
IAPD individual key: 3044060

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jan 1, 2025	n/a	yes	Simpsonville, SC\|MORRISTOWN, NJ	Current employment
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Jun 9, 2021	Jan 10, 2022	no	SIMPSONVILLE, SC\|OAKS, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 26, 2016	Dec 21, 2020	no	FORT MILL, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 15, 2014	Nov 20, 2015	no	FORT MILL, SC	Previous registration
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Former SEC adviser	Nov 9, 2009	Jul 15, 2013	no	GREENVILLE, SC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Mar 20, 2008	Feb 20, 2009	no	GREENVILLE, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 3, 2006	Mar 25, 2008	no	GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEI INVESTMENTS MANAGEMENT CORP	PRIVATE ADVISOR GROUP, LLC	Jan 10, 2022	Jan 1, 2025	1,087	Firm change after gap	Other
LPL FINANCIAL LLC	SEI INVESTMENTS MANAGEMENT CORP	Dec 21, 2020	Jun 9, 2021	170	Firm change	Other
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Jul 15, 2013	Dec 15, 2014	518	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Feb 20, 2009	Nov 9, 2009	262	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Mar 25, 2008	Mar 20, 2008	-5	Firm change	Other

Relationships

Registered with (6)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Jun 9, 2021 to Jan 10, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 26, 2016 to Dec 21, 2020factForm ADV
→ FINTRUST INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 9, 2009 to Jul 15, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Mar 20, 2008 to Feb 20, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 3, 2006 to Mar 25, 2008factForm ADV

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
Victor J Alfieri left Sei Investments Management Corp for Private Advisor Group, Llc (registered 2025-01-01)
Form ADVobserved 6 days ago