DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Victor J Alfieri

Private Advisor Group, LLCBD affiliatedMorristown, Nj dual registrantIAPD 3044060

Feed of 09/14/2026

Also filed as Victor J Alfieri

At current firm

1 y

since Jan 1, 2025

In the industry

28 y

since May 4, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Private Advisor Group, LLC BD affiliated current
since Jan 1, 2025 · Simpsonville, Sc
Sei Investments Management Corp mixed wealth
Jun 9, 2021 to Jan 10, 2022 · Simpsonville, Sc
LPL Financial LLC BD affiliated
Sep 26, 2016 to Dec 21, 2020 · Fort Mill, Sc
LPL Financial LLC BD affiliated
Dec 15, 2014 to Nov 20, 2015 · Fort Mill, Sc
Fintrust Investment Advisory Services, LLC former
Nov 9, 2009 to Jul 15, 2013 · Greenville, Sc
Morgan Stanley & Co. LLC unclassified
Mar 20, 2008 to Feb 20, 2009 · Greenville, Sc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 3, 2006 to Mar 25, 2008 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

Sei Investments Management Corp to Private Advisor Group, LLC
left Jan 10, 2022, registered Jan 1, 2025 (1087 days) · Other
LPL Financial LLC to Sei Investments Management Corp
left Dec 21, 2020, registered Jun 9, 2021 (170 days) · Other
Fintrust Investment Advisory Services, LLC to LPL Financial LLC
left Jul 15, 2013, registered Dec 15, 2014 (518 days) · Other
Morgan Stanley & Co. LLC to Fintrust Investment Advisory Services, LLC
left Feb 20, 2009, registered Nov 9, 2009 (262 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley & Co. LLC
left Mar 25, 2008, registered Mar 20, 2008 (-5 days) · Other

Signals

Victor J Alfieri left Sei Investments Management Corp for Private Advisor Group, Llc (registered 2025-01-01)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address