DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Moss
Feed of 09/16/2026
Also filed as Patrick James Moss
At current firm
1 y
since Jun 20, 2025
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Jun 20, 2025 · Grand Rapids, Mi
- Slavic Mutual Funds Management Corp. institutionalFeb 12, 2024 to May 16, 2025 · Boca Raton, Fl
- Slavic Wealth Management, Inc. no RAUMNov 28, 2023 to May 23, 2025 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 21, 2022 to Jun 20, 2023 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Slavic Wealth Management, Inc. to Slavic Mutual Funds Management Corp.left May 23, 2025, registered Feb 12, 2024 (-466 days) · Other
- Slavic Mutual Funds Management Corp. to Strategic Advisers LLCleft May 16, 2025, registered Jun 20, 2025 (35 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Slavic Wealth Management, Inc.left Jun 20, 2023, registered Nov 28, 2023 (161 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
- Patrick Moss left Slavic Wealth Management, Inc. for Slavic Mutual Funds Management Corp. (registered 2024-02-12)May 23, 2025 · Advisor changed firm · fact
- Patrick Moss left Slavic Mutual Funds Management Corp. for Strategic Advisers Llc (registered 2025-06-20)May 16, 2025 · Advisor changed firm · fact
- Patrick Moss left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Slavic Wealth Management, Inc. (registered 2023-11-28)Jun 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address