T•••• F••••••

Advisor at L•• F•••••••• L••

AUSTIN, TX | Liberty Hill, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ad37957-f6db-cd88-5bcd-dcc4f0369bba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 21, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 18, 2026	n/a	yes	Liberty Hill, TX\|AUSTIN, TX	Current employment
S•••••••• S•••••••••	Bd affiliated wealth	Aug 2, 2024	Mar 16, 2026	no	Conshohocken, PA\|Toms River, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	L•• F•••••••• L••	Mar 16, 2026	Mar 18, 2026	2	Firm change	Ibd to ibd
W•••• F•••• A•••••••	S•••••••• S•••••••••	Jul 12, 2024	Aug 2, 2024

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 18, 2026 to presentfactForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Aug 2, 2024 to Mar 16, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2024 to Jul 12, 2024factForm ADV
→ W•• I••••••••• L••

Dated events

Occurred
Mar 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ad37957-f6db-cd88-5bcd-dcc4f0369bba
First observed: Dec 21, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.