DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• F••••••

L•• F•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 6561947

Feed of 09/15/2026

Also filed as T•••• J F••••••

At current firm

0 y

since Mar 18, 2026

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 18, 2026 · Liberty Hill, Tx
S•••••••• S••••••••• BD affiliated
Aug 2, 2024 to Mar 16, 2026 · Conshohocken, Pa
W•••• F•••• A••••••• wirehouse
Jan 29, 2024 to Jul 12, 2024 · Marlton, Nj
S•••••••• S••••••••• BD affiliated
Apr 20, 2018 to Jan 8, 2024 · Jackson, Nj
W•• I••••••••• L•• independent RIA
Oct 23, 2017 to Apr 5, 2018 · Red Bank, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 21, 2015 to Oct 18, 2017 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to L•• F•••••••• L••
left Mar 16, 2026, registered Mar 18, 2026 (2 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S•••••••• S•••••••••
left Jul 12, 2024, registered Aug 2, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• S••••••••• to W•••• F•••• A•••••••
left Jan 8, 2024, registered Jan 29, 2024 (21 days) · Affiliated broker-dealer or bank to wirehouse
W•• I••••••••• L•• to S•••••••• S•••••••••
left Apr 5, 2018, registered Apr 20, 2018 (15 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•• I••••••••• L••
left Oct 18, 2017, registered Oct 23, 2017 (5 days) · Other

Signals

T•••• F•••••• left S•••••••• S••••••••• for L•• F•••••••• L•• (registered 2026-03-18)
Mar 16, 2026 · Advisor changed firm · fact
T•••• F•••••• left W•••• F•••• A••••••• for S•••••••• S••••••••• (registered 2024-08-02)
Jul 12, 2024 · Advisor changed firm · fact
T•••• F•••••• left S•••••••• S••••••••• for W•••• F•••• A••••••• (registered 2024-01-29)
Jan 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address