RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•• M••••• S•••
- E•••• F•••••••• G••••• L•• independent RIA currentsince Jan 22, 2025 · King Of Prussia, Pa
- C••••••• C•••••• I••••••••• M••••••••• L•• formerJan 12, 2006 to Mar 31, 2025 · Plano, Tx
- J••• M••••• S••••••••• L•• wirehouseDec 8, 2003 to Aug 22, 2005 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 14, 2003 to Dec 19, 2003 · Dallas, Tx
- B••• O• A•••••• S••••••••• L•• unclassifiedSep 3, 2002 to Aug 28, 2003 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedJul 1, 1998 to Aug 12, 2002 · Dallas, Tx
- C••••••• C•••••• I••••••••• M••••••••• L•• to E•••• F•••••••• G••••• L••left Mar 31, 2025, registered Jan 22, 2025 (-68 days) · RIA to RIA · moved with a team
- J••• M••••• S••••••••• L•• to C••••••• C•••••• I••••••••• M••••••••• L••left Aug 22, 2005, registered Jan 12, 2006 (143 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Dec 19, 2003, registered Dec 8, 2003 (-11 days) · Other
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 28, 2003, registered Aug 14, 2003 (-14 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to B••• O• A•••••• S••••••••• L••left Aug 12, 2002, registered Sep 3, 2002 (22 days) · Other
- K•• M••••• S••• left C••••••• C•••••• I••••••••• M••••••••• L•• for E•••• F•••••••• G••••• L•• (registered 2025-01-22)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address