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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Robert Thatcher Tudor

Advisor at VOYA FINANCIAL ADVISORS, INC.

West Des Moines, IA | Buford, GA

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Search this name across graphsid dfx:ria:2c1e6a53-bd0a-5cf0-fa1e-81959dae3b90

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 23, 2011
First registration: Mar 21, 2017
Dual registered: yes, broker-dealer
Other names: Robert Thatcher Tudor|Robert Thatcher Tudor
IAPD individual key: 5670404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 15, 2025	n/a	yes	Buford, GA\|West Des Moines, IA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 21, 2024	Apr 30, 2025	no	Buford, GA\|FORT MILL, SC	Previous registration
BANGERTER FINANCIAL SERVICES, INC.	State registered	Mar 21, 2024	Jul 2, 2024	no	ROSEVILLE, CA\|Buford, GA	Previous registration
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	May 28, 2019	Jun 27, 2024	no	ANN ARBOR, MI\|Buford, GA	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	May 8, 2017	May 16, 2019	no	ATLANTA, GA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 21, 2017	May 5, 2017	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	VOYA FINANCIAL ADVISORS, INC.	Apr 30, 2025	Apr 15, 2025	-15	Firm change	Ibd to ibd
BANGERTER FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Jul 2, 2024	Nov 21, 2024	142	Firm change	Other
CONCORDE ASSET MANAGEMENT, LLC	BANGERTER FINANCIAL SERVICES, INC.	Jun 27, 2024	Mar 21, 2024	-98	Firm change after gap	Ibd to state RIA
TRIAD ADVISORS, LLC	CONCORDE ASSET MANAGEMENT, LLC	May 16, 2019	May 28, 2019	12	Firm change	Ibd to ibd
SCOTTRADE INVESTMENT MANAGEMENT	TRIAD ADVISORS, LLC	May 5, 2017	May 8, 2017	3	Firm change	Other

Relationships

Registered with (6)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 21, 2024 to Apr 30, 2025factForm ADV
→ BANGERTER FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 21, 2024 to Jul 2, 2024factForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 28, 2019 to Jun 27, 2024factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
May 8, 2017 to May 16, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 21, 2017 to May 5, 2017factForm ADV

Dated events

Occurred
Apr 30, 2025
Advisor changed firm
Robert Thatcher Tudor left Lpl Financial Llc for Voya Financial Advisors, Inc. (registered 2025-04-15)
Form ADVobserved 5 days ago
Occurred
Jul 2, 2024
Advisor changed firm
Robert Thatcher Tudor left Bangerter Financial Services, Inc. for Lpl Financial Llc (registered 2024-11-21)
Form ADVobserved 5 days ago
Occurred
Jun 27, 2024
Advisor changed firm
Robert Thatcher Tudor left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2024-03-21)
Form ADVobserved 5 days ago