DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Thatcher Tudor

Voya Financial Advisors, Inc.BD affiliatedWest Des Moines, Ia dual registrantIAPD 5670404

Feed of 09/15/2026

Also filed as Robert Thatcher Tudor

At current firm

1 y

since Apr 15, 2025

In the industry

15 y

since Aug 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Apr 15, 2025 · Buford, Ga
LPL Financial LLC BD affiliated
Nov 21, 2024 to Apr 30, 2025 · Buford, Ga
Bangerter Financial Services, Inc. state registered
Mar 21, 2024 to Jul 2, 2024 · Roseville, Ca
Concorde Asset Management, LLC BD affiliated
May 28, 2019 to Jun 27, 2024 · Ann Arbor, Mi
Triad Advisors, LLC former
May 8, 2017 to May 16, 2019 · Atlanta, Ga
Scottrade Investment Management former
Mar 21, 2017 to May 5, 2017 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Voya Financial Advisors, Inc.
left Apr 30, 2025, registered Apr 15, 2025 (-15 days) · Affiliated broker-dealer or bank to another
Bangerter Financial Services, Inc. to LPL Financial LLC
left Jul 2, 2024, registered Nov 21, 2024 (142 days) · Other
Concorde Asset Management, LLC to Bangerter Financial Services, Inc.
left Jun 27, 2024, registered Mar 21, 2024 (-98 days) · Affiliated broker-dealer or bank to a state-registered adviser
Triad Advisors, LLC to Concorde Asset Management, LLC
left May 16, 2019, registered May 28, 2019 (12 days) · Affiliated broker-dealer or bank to another
Scottrade Investment Management to Triad Advisors, LLC
left May 5, 2017, registered May 8, 2017 (3 days) · Other

Signals

Robert Thatcher Tudor left Lpl Financial Llc for Voya Financial Advisors, Inc. (registered 2025-04-15)
Apr 30, 2025 · Advisor changed firm · fact
Robert Thatcher Tudor left Bangerter Financial Services, Inc. for Lpl Financial Llc (registered 2024-11-21)
Jul 2, 2024 · Advisor changed firm · fact
Robert Thatcher Tudor left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2024-03-21)
Jun 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address