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Advisor at ALPHASTAR CAPITAL MANAGEMENT
CORNELIUS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHASTAR CAPITAL MANAGEMENT | Independent wealth | Jul 30, 2024 | n/a | yes | CORNELIUS, NC | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 12, 2022 | May 29, 2024 | no | CHARLOTTE, NC | Previous registration |
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | Jun 19, 2018 | Jul 8, 2022 | no | CHARLOTTE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 6, 2017 | Jun 15, 2018 | no | CHARLOTTE, NC | Previous registration |
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Aug 22, 2014 | Mar 10, 2017 | no | CHARLOTTE, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 17, 2011 | Jun 24, 2014 | no | CHARLOTTE, NC|WEEHAWKEN, NJ|CHARLOTTE, NC | Previous registration |
| EDWARD JONES | National bd RIA | Jul 1, 2010 | Feb 24, 2011 | no | PORT ROYAL, SC|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | ALPHASTAR CAPITAL MANAGEMENT | May 29, 2024 | Jul 30, 2024 | 62 | Firm change | Other |
| LINDEN THOMAS ADVISORY SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 8, 2022 | Sep 12, 2022 | 66 | Firm change | Other |
| WELLS FARGO ADVISORS | LINDEN THOMAS ADVISORY SERVICES, LLC | Jun 15, 2018 | Jun 19, 2018 | 4 | Firm change | Other |
| ALIGHT FINANCIAL ADVISORS, LLC | WELLS FARGO ADVISORS | Mar 10, 2017 | Jul 6, 2017 | 118 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | ALIGHT FINANCIAL ADVISORS, LLC | Jun 24, 2014 | Aug 22, 2014 | 59 | Firm change | Other |
| EDWARD JONES | UBS FINANCIAL SERVICES INC. | Feb 24, 2011 | Jun 17, 2011 | 113 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:288557:NC:2018-06-15 | Jun 15, 2018 | Jun 19, 2018 | CHARLOTTE, NC | Firm change |