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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Nixa, MO | Springfield, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 3, 2024 | n/a | yes | Springfield, MO|Nixa, MO | Current employment |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Sep 16, 2019 | Jun 5, 2024 | no | SCHAUMBURG, IL|SCHAUMBURG, IL|Nixa, MO|Nixa, MO | Previous registration |
| WEALTH TEAMS ALLIANCE | Independent wealth | Jun 18, 2019 | Mar 23, 2020 | no | IRVINE, CA|Ozark, MO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 7, 2018 | May 24, 2019 | no | OZARK, MO | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 21, 2014 | Dec 10, 2018 | no | MINNEAPOLIS, MN|OZARK, MO | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 19, 2009 | Jan 24, 2014 | no | SPRINGFIELD, MO|NOVATO, CA|SPRINGFIELD, MO | Previous registration |
| ARVEST WEALTH MANAGEMENT | Independent wealth | Jun 1, 2007 | Oct 21, 2009 | no | SPRINGFIELD, MO | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jun 27, 2002 | Jun 1, 2007 | no | SPRINGFIELD, MO|SPRINGFIELD, MO|JOPLIN, MO|WEST PLAINS, MO|LEBANON, MO|BRANSON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WORLD EQUITY GROUP, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 5, 2024 | Jun 3, 2024 | -2 | Firm change | Ibd to ibd |
| WEALTH TEAMS ALLIANCE | WORLD EQUITY GROUP, INC. | Mar 23, 2020 | Sep 16, 2019 | -189 | Firm change after gap | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | WEALTH TEAMS ALLIANCE | May 24, 2019 | Jun 18, 2019 | 25 | Firm change | Ibd to RIA |
| QUESTAR ASSET MANAGEMENT, INC. | SECURITIES AMERICA ADVISORS, INC. | Dec 10, 2018 | Dec 7, 2018 | -3 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | QUESTAR ASSET MANAGEMENT, INC. | Jan 24, 2014 | Jan 21, 2014 | -3 | Firm change | Other |
| ARVEST WEALTH MANAGEMENT | WOODBURY FINANCIAL SERVICES, INC. | Oct 21, 2009 | Oct 19, 2009 | -2 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | ARVEST WEALTH MANAGEMENT | Jun 1, 2007 | Jun 1, 2007 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133358:110518:MO:2018-12-10 | Dec 10, 2018 | Dec 7, 2018 | OZARK, MO | Firm change |