D•••• W• C•••••

Advisor at F•••• A••••••• N•••••••• L••

Henderson, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c8e87f8-92ee-a551-8d00-631596321862

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••••• N•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••••• N•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Henderson, NV	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Jan 21, 2021	Sep 16, 2021	no	Carpinteria, CA\|HENDERSON, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	F•••• A••••••• N•••••••• L••	Sep 16, 2021	Jan 1, 2026	1,568	Firm change after gap	RIA to RIA
F•••• A••••••• N•••••••• L••	P••••••••• S••••••••• C•••••••••	Jan 4, 2021	Jan 21, 2021

Relationships

Registered with (6)

→ F•••• A••••••• N•••••••• L••Registered adviserregistration: previous registration
Nov 28, 2016 to Jan 4, 2021factForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 21, 2021 to Sep 16, 2021factForm ADV
→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 2, 2012 to Nov 22, 2016factForm ADV
→ C••• B•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c8e87f8-92ee-a551-8d00-631596321862
First observed: Oct 11, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.