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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Jacob Alexander Cavaleri

Advisor at ABLE FINANCIAL GROUP, LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:38d35284-a529-6f06-2846-ffcdb152f725

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jul 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ABLE FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 19, 2022
First registration: Jul 28, 2022
Dual registered: yes, broker-dealer
Other names: Jacob A Cavaleri
IAPD individual key: 7555510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ABLE FINANCIAL GROUP, LLC	Independent wealth	Jul 25, 2025	n/a	yes	SCOTTSDALE, AZ	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jan 27, 2025	Jun 3, 2025	no	Scottsdale, AZ	Previous registration
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Sep 27, 2024	Dec 31, 2024	no	Scottsdale, AZ	Previous registration
DIVERSIFY WEALTH MANAGEMENT, LLC	Independent wealth	Jul 18, 2024	Aug 14, 2024	no	Phoenix, AZ\|SOUTH JORDAN, UT	Previous registration
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Mar 21, 2023	Jul 17, 2024	no	Phoenix, AZ\|MINNEAPOLIS, MN	Previous registration
PERSPECTIVE FINANCIAL SERVICES LLC	Former SEC adviser	Jul 28, 2022	Apr 4, 2023	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHCOAST ASSET MANAGEMENT LLC	ABLE FINANCIAL GROUP, LLC	Jun 3, 2025	Jul 25, 2025	52	Firm change	RIA to RIA
DIVERSIFY WEALTH MANAGEMENT, LLC	NORTHCOAST ASSET MANAGEMENT LLC	Aug 14, 2024	Sep 27, 2024	44	Firm change	RIA to RIA
THRIVENT ADVISOR NETWORK, LLC	DIVERSIFY WEALTH MANAGEMENT, LLC	Jul 17, 2024	Jul 18, 2024	1	Firm change	Ibd to RIA
PERSPECTIVE FINANCIAL SERVICES LLC	THRIVENT ADVISOR NETWORK, LLC	Apr 4, 2023	Mar 21, 2023	-14	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127704:304569:AZ:2023-04-04	Apr 4, 2023	Mar 21, 2023	PHOENIX, AZ	Firm change

Relationships

Registered with (5)

→ ABLE FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 27, 2025 to Jun 3, 2025factForm ADV
→ DIVERSIFY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 18, 2024 to Aug 14, 2024factForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Mar 21, 2023 to Jul 17, 2024factForm ADV
→ PERSPECTIVE FINANCIAL SERVICES LLCRegistered adviserregistration: previous registration
Jul 28, 2022 to Apr 4, 2023factForm ADV

Dated events

Occurred
Jun 3, 2025
Advisor changed firm
Jacob Alexander Cavaleri left Northcoast Asset Management Llc for Able Financial Group, Llc (registered 2025-07-25)
Form ADVobserved 6 days ago
Occurred
Aug 14, 2024
Advisor changed firm
Jacob Alexander Cavaleri left Diversify Wealth Management, Llc for Northcoast Asset Management Llc (registered 2024-09-27)
Form ADVobserved 6 days ago
Occurred
Jul 17, 2024
Advisor changed firm
Jacob Alexander Cavaleri left Thrivent Advisor Network, Llc for Diversify Wealth Management, Llc (registered 2024-07-18)
Form ADVobserved 6 days ago
Occurred
Apr 4, 2023
Advisor changed firm
Jacob Alexander Cavaleri left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-21)
Form ADVobserved 6 days ago