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RIA / WealthAdvisor23 years in industry

STEVEN BRIAN CASTRO

Advisor at EXOS WEALTH STRATEGIES, LLC

Chandler, AZ | SPRING, TX

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Search this name across graphsid dfx:ria:2c9fed0c-2beb-efa6-2b4c-f56e2dbbaf12

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EXOS WEALTH STRATEGIES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 14, 2002
First registration: Oct 20, 2005
Dual registered: no
IAPD individual key: 4578029

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EXOS WEALTH STRATEGIES, LLC	State registered	Oct 13, 2023	n/a	yes	Chandler, AZ\|SPRING, TX	Current employment
CENTRIC ADVISORS, LLC	Independent wealth	Jan 22, 2019	Dec 21, 2022	no	Chandler, AZ\|CYPRESS, TX	Previous registration
CAPITAL MARKETS IQ, LLC	Independent wealth	Oct 2, 2017	Mar 5, 2019	no	Scottsdale, AZ\|ARLINGTON, TX	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Jun 21, 2012	Aug 25, 2017	no	SAN JOSE, CA\|Chandler, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Oct 31, 2011	no	GILBERT, AZ\|CHANDLER, AZ\|GILBERT, AZ\|GILBERT, AZ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 3, 2006	Oct 23, 2009	no	MESA, AZ\|CHANDLER, AZ\|MESA, AZ\|TEMPE, AZ\|TEMPE, AZ\|CHANDLER, AZ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 20, 2005	Apr 11, 2006	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTRIC ADVISORS, LLC	EXOS WEALTH STRATEGIES, LLC	Dec 21, 2022	Oct 13, 2023	296	Firm change	RIA to state RIA
CAPITAL MARKETS IQ, LLC	CENTRIC ADVISORS, LLC	Mar 5, 2019	Jan 22, 2019	-42	Firm change after gap	RIA to RIA
CONCERT WEALTH MANAGEMENT	CAPITAL MARKETS IQ, LLC	Aug 25, 2017	Oct 2, 2017	38	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CONCERT WEALTH MANAGEMENT	Oct 31, 2011	Jun 21, 2012	234	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 11, 2006	Apr 3, 2006	-8	Firm change	Other

Relationships

Registered with (7)

→ EXOS WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Oct 13, 2023 to presentfactForm ADV
→ CENTRIC ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2019 to Dec 21, 2022factForm ADV
→ CAPITAL MARKETS IQ, LLCRegistered adviserregistration: previous registration
Oct 2, 2017 to Mar 5, 2019factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 21, 2012 to Aug 25, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Oct 31, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 3, 2006 to Oct 23, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 20, 2005 to Apr 11, 2006factForm ADV

Dated events

Occurred
Dec 21, 2022
Advisor changed firm
Steven Brian Castro left Centric Advisors, Llc for Exos Wealth Strategies, Llc (registered 2023-10-13)
Form ADVobserved 4 days ago