DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Brian Castro

Exos Wealth Strategies, LLCstate registeredChandler, Az IA-onlyIAPD 4578029

Feed of 09/15/2026

At current firm

2 y

since Oct 13, 2023

In the industry

23 y

since Nov 14, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Exos Wealth Strategies, LLC state registered current
since Oct 13, 2023 · Chandler, Az
Centric Advisors, LLC independent RIA
Jan 22, 2019 to Dec 21, 2022 · Chandler, Az
Capital Markets Iq, LLC independent RIA
Oct 2, 2017 to Mar 5, 2019 · Scottsdale, Az
Concert Wealth Management former
Jun 21, 2012 to Aug 25, 2017 · San Jose, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Oct 31, 2011 · Gilbert, Az
Banc Of America Investment Services, Inc. unclassified
Apr 3, 2006 to Oct 23, 2009 · Mesa, Az
UBS Financial Services Inc. wirehouse
Oct 20, 2005 to Apr 11, 2006 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

Centric Advisors, LLC to Exos Wealth Strategies, LLC
left Dec 21, 2022, registered Oct 13, 2023 (296 days) · RIA to a state-registered adviser
Capital Markets Iq, LLC to Centric Advisors, LLC
left Mar 5, 2019, registered Jan 22, 2019 (-42 days) · RIA to RIA
Concert Wealth Management to Capital Markets Iq, LLC
left Aug 25, 2017, registered Oct 2, 2017 (38 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Concert Wealth Management
left Oct 31, 2011, registered Jun 21, 2012 (234 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Banc Of America Investment Services, Inc.
left Apr 11, 2006, registered Apr 3, 2006 (-8 days) · Other

Signals

Steven Brian Castro left Centric Advisors, Llc for Exos Wealth Strategies, Llc (registered 2023-10-13)
Dec 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address