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Advisor at CGN ADVISORS, LLC
Fulshear, TX | MANHATTAN, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CGN ADVISORS, LLC | Independent wealth | Aug 30, 2019 | n/a | yes | MANHATTAN, KS|Fulshear, TX | Current employment |
| Mariner | Bd affiliated wealth | Mar 28, 2019 | Sep 3, 2019 | no | HOUSTON, TX | Previous registration |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Jun 9, 2012 | Feb 1, 2019 | no | SUGAR LAND, TX|Houston, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Sep 9, 2011 | no | RICHMOND, TX | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 6, 2009 | Jan 3, 2011 | no | RICHMOND, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 5, 2007 | Sep 11, 2007 | no | SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | CGN ADVISORS, LLC | Sep 3, 2019 | Aug 30, 2019 | -4 | Firm change | Ibd to RIA |
| MERCER GLOBAL ADVISORS INC. | Mariner | Feb 1, 2019 | Mar 28, 2019 | 55 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | MERCER GLOBAL ADVISORS INC. | Sep 9, 2011 | Jun 9, 2012 | 274 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO INVESTMENTS, LLC | Sep 11, 2007 | Oct 6, 2009 | 756 | Firm change after gap | Other |