DFX Intelligence

L••••••• A••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant37 years in industry

L••••••• A••••• G••••••

Advisor at T••••• C•••• W••••• A•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:2d54fe81-ec04-ff4c-7671-86d206d5baad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• C•••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• C•••• W••••• A•••••••• L••	Independent wealth	Mar 1, 2023	n/a	yes	DALLAS, TX	Current employment
T•••• C•••••• B••• P•••••• W••••• A•••••••	Independent wealth	Jan 4, 2019	Jun 30, 2022	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• B••• P•••••• W••••• A•••••••	T••••• C•••• W••••• A•••••••• L••	Jun 30, 2022	Mar 1, 2023	244	Firm change	RIA to new firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	T•••• C•••••• B••• P•••••• W••••• A•••••••	Dec 31, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
298422:322998:TX:2022-06-30	Jun 30, 2022	Mar 1, 2023	DALLAS, TX	Firm change
149018:298422:TX:2018-12-31	Dec 31, 2018	Jan 4, 2019	DALLAS, TX	Firm change

Relationships

Registered with (7)

→ T••••• C•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Mar 1, 2023 to presentfactForm ADV
→ T•••• C•••••• B••• P•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2019 to Jun 30, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 6, 2015 to Dec 31, 2018factForm ADV
→ B•• F•••••••• A•••••••

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d54fe81-ec04-ff4c-7671-86d206d5baad
First observed: Apr 12, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.