DFX Intelligence

T••••• C•••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T••••• C•••• W••••• A•••••••• L••

CRD 322998

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94040f3e-6117-4464-24b3-b8a12a209031

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 58
Dated events: 10
On other graphs: 3
Observed: Dec 1, 2022 to Aug 5, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

T••••• C•••• W••••• A•••••••• L••

Family office · shared crd

Independent Sponsorsidentity

T••••• C•••• W••••• A•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

T••••• C•••• W••••• A•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.03 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $2.3Bderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $162Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••• L•••••••• C••••	n/a	Austin, TX \| DALLAS, TX	3	17	4	no
B••••••• G•••••• C•••••	n/a	DALLAS, TX	3	12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• B• P••••• L••	n/a	$36.8M	Aug 5, 2026	67	Aug 5, 2026	reported	021-549290
T••• E•••••••• G••• L••	Private Equity Fund	$20.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• D•••• L••••••••	CHIEF OPERATING OFFICER, ELECTED MANAGER	Na	yes	09/2022	Aug 5, 2026	Aug 5, 2026
E••••• M•••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2026	Aug 5, 2026	Aug 5, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• H••• E••••• P•••••••• L•	n/a	Asset manager	$2.5B	N	yes	n/a
E•••• I••••••••• L•••	n/a	State registered	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	3	no
Houston	TX	United States	2	no
SAN ANTONIO	TX	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$1.3B	106.8%	n/a	n/a	26	20	3	3

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•••• C•••••• B••• P•••••• W••••• A•••••••	8	Jun 30, 2022	Mar 2, 2023	DALLAS, TX	Team lift out	RIA to new firm	25.8%

Relationships

Affiliated with (2)

→ E•••• I••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ S••••• H••• E••••• P•••••••• L•Registered adviserother investment adviser, common control
factForm ADV

Registered with (18)

← M••••• I•••• M••••Advisorregistration: current employment
Mar 9, 2026 to presentfactForm ADV
← M•••• G•••••••• H•••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.0B
Occurred
Sep 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 5, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$378M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94040f3e-6117-4464-24b3-b8a12a209031
First observed: Dec 1, 2022
Last observed: Aug 5, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (24)

← M•••••• K•••• D••••OwnerTRUSTEE, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← K•••• G••••••• S••••OwnerCO-CHIEF INVESTMENT OFFICER, ELECTED MANAGER, ownership code NA, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← M••••• L••••• H•OwnerGENERAL PARTNER, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← M•••••• A•••• L•••••OwnerCHIEF EXECUTIVE OFFICER, ELECTED MANAGER, ownership code NA, individual
May 2, 2023 to Dec 2, 2024factForm ADV
← C••••• D•••• L••••••••OwnerCHIEF OPERATING OFFICER, ELECTED MANAGER, ownership code NA, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← M•••••• D••••• B•OwnerTRUSTEE, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← C•••••• B•••••••• G••••••OwnerCHIEF COMPLIANCE OFFICER, ELECTED MANAGER, ownership code NA, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← B••••• M•••••••• L•• M•••••OwnerTRUSTEE, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← S•••• D•••• G•••••OwnerOWNER, ownership code E, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← B•••••••• T•••••• S•OwnerGENERAL PARTNER, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← M•••••••• K•••• L•••••OwnerOWNER AND MANAGER, ownership code E, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← M•••••••• J•••• A••••••••OwnerTRUSTEE, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← F••••••••• M•••••••• M•••••••OwnerOWNER, ownership code C, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← N••••••••• M•••••••• M•••••••OwnerOWNER, ownership code C, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← B••••• J•••• V•••••OwnerGENERAL PARTNER, ownership code F, individual
Dec 1, 2022 to Dec 2, 2024factForm ADV
← 2••• L•OwnerOWNER, ownership code C, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← D••• G••••• O••• F•••••••••OwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← F•••• F•••••••• B••••••••• I•••OwnerOWNER, ownership code E, domestic entity
Dec 7, 2022 to Dec 2, 2024factForm ADV
← F•••• F•••••••• T•••• • A•••• M••••••••• C••••••• N•••OwnerTRUSTEE, ownership code F, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← J••• A• M•••••••• J•• R•••••••• L••••• T••••OwnerOWNER, ownership code C, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← K•• O•• P••••••••• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← M••••••••• I••••••••• C•••••••••OwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← T••••• I••••••••• L••OwnerELECTED MANAGER, ownership code F, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV
← W••• R••••••• M••••••• R•••••••• T•••• N•• 1•OwnerOWNER, ownership code C, domestic entity
Dec 1, 2022 to Dec 2, 2024factForm ADV