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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Mark D Tishman

Advisor at T. ROWE PRICE ASSOCIATES, INC.

Overland Park, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T. ROWE PRICE ASSOCIATES, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 12, 2007
First registration: Aug 7, 2008
Dual registered: yes, broker-dealer
Other names: MARK D. TISHMAN|MARK DAVID TISHMAN
IAPD individual key: 5293993

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T. ROWE PRICE ASSOCIATES, INC.	Asset manager	Jun 13, 2023	n/a	yes	Overland Park, KS	Current employment
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Jan 4, 2021	May 19, 2023	no	BOSTON, MA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 3, 2010	Dec 31, 2020	no	BOSTON, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Aug 7, 2008	Aug 31, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMUNDI ASSET MANAGEMENT US, INC.	T. ROWE PRICE ASSOCIATES, INC.	May 19, 2023	Jun 13, 2023	25	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	AMUNDI ASSET MANAGEMENT US, INC.	Dec 31, 2020	Jan 4, 2021	4	Bulk transfer	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Aug 31, 2010	Sep 3, 2010	3	Firm change	Other

Relationships

Registered with (4)

→ T. ROWE PRICE ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 13, 2023 to presentfactForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Jan 4, 2021 to May 19, 2023factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 3, 2010 to Dec 31, 2020factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 7, 2008 to Aug 31, 2010factForm ADV

Dated events

Occurred
May 19, 2023
Advisor changed firm
Mark D Tishman left Amundi Asset Management Us, Inc. for T. Rowe Price Associates, Inc. (registered 2023-06-13)
Form ADVobserved 5 days ago