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RIA / WealthAdvisor33 years in industry

RICHARD ALEXANDER GIRGIS

Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.

Killington, VT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 16, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODSTOCK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 14, 1993
First registration: Dec 16, 1997
Dual registered: no
Other names: RICHARD A GIRGIS
IAPD individual key: 2281509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODSTOCK WEALTH MANAGEMENT, INC.	Independent wealth	Dec 15, 2025	n/a	yes	Killington, VT	Current employment
MORRISTOWN FINANCIAL GROUP, LLP	n/a	Nov 10, 2004	Jun 30, 2009	no	MORRISTOWN, NJ	Previous registration
MORRISTOWN FINANCIAL GROUP, LLP	n/a	Jan 12, 2004	Jun 3, 2004	no	MORRISTOWN, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 29, 2003	Dec 2, 2025	no	BASKING RIDGE, NJ\|MORRISTOWN, NJ\|MORRISTOWN, NJ\|MORRISTOWN, NJ\|MORRISTOWN, NJ\|BASKING RIDGE, NJ\|PARAMUS, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 16, 1997	Aug 27, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MORRISTOWN FINANCIAL GROUP, LLP	Dec 2, 2025	Jan 12, 2004	-7,995	Firm change after gap	Other
MORRISTOWN FINANCIAL GROUP, LLP	WOODSTOCK WEALTH MANAGEMENT, INC.	Jun 30, 2009	Dec 15, 2025	6,012	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Aug 27, 2003	Aug 29, 2003	2	Firm change	Other

Relationships

Registered with (4)

→ WOODSTOCK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 29, 2003 to Dec 2, 2025factForm ADV
→ MORRISTOWN FINANCIAL GROUP, LLPRegistered adviserregistration: previous registration
Nov 10, 2004 to Jun 30, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 16, 1997 to Aug 27, 2003factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Richard Alexander Girgis left Lpl Financial Llc for Morristown Financial Group, Llp (registered 2004-01-12)
Form ADVobserved 4 days ago