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Advisor at CAVU WEALTH MANAGEMENT
LAKESIDE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAVU WEALTH MANAGEMENT | Independent wealth | Jan 4, 2019 | n/a | yes | LAKESIDE, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Feb 25, 2011 | Jul 18, 2011 | no | POWAY, CA | Previous registration |
| CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | Former SEC adviser | Nov 2, 2009 | Mar 8, 2021 | no | POWAY, CA|San Diego, CA | Previous registration |
| QA3 FINANCIAL LLC | n/a | Aug 29, 2008 | Feb 11, 2011 | no | SAN DIEGO, CA|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | INDEPENDENT FINANCIAL GROUP, LLC | Mar 8, 2021 | Feb 25, 2011 | -3,664 | Firm change after gap | Other |
| INDEPENDENT FINANCIAL GROUP, LLC | CAVU WEALTH MANAGEMENT | Jul 18, 2011 | Jan 4, 2019 | 2,727 | Firm change after gap | Other |
| QA3 FINANCIAL LLC | CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | Feb 11, 2011 | Nov 2, 2009 | -466 | Firm change after gap | Other |