RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B••••••• D••••••••
- C••• W••••• M••••••••• i••••••••• wealth currentsince Jan 4, 2019 · Lakeside, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedFeb 25, 2011 to Jul 18, 2011 · Poway, Ca
- C•••••• F•••••••• C••••••••• G••••• I••• formerNov 2, 2009 to Mar 8, 2021 · Poway, Ca
- Q•• F•••••••• L•• unclassifiedAug 29, 2008 to Feb 11, 2011 · San Diego, Ca
- C•••••• F•••••••• C••••••••• G••••• I••• to I••••••••• F•••••••• G••••• L••left Mar 8, 2021, registered Feb 25, 2011 (-3664 days) · Other
- I••••••••• F•••••••• G••••• L•• to C••• W••••• M•••••••••left Jul 18, 2011, registered Jan 4, 2019 (2727 days) · Other
- Q•• F•••••••• L•• to C•••••• F•••••••• C••••••••• G••••• I•••left Feb 11, 2011, registered Nov 2, 2009 (-466 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address