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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Kurt Walter Sergiewich

Advisor at AXIUS ADVISORS LLC

SAINT CHARLES, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f6fad4a-618a-0b6e-2bae-99fb40ccadec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: May 24, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AXIUS ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 25, 2018
First registration: May 24, 2019
Dual registered: yes, broker-dealer
Other names: KURT WALTER SERGIEWICH|KURT WALTER SERGIEWICH|Kurt Sergiewich
IAPD individual key: 6354656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AXIUS ADVISORS LLC	Independent wealth	Oct 30, 2024	n/a	yes	SAINT CHARLES, MO	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 1, 2024	Jul 14, 2025	no	Saint Charles, MO	Previous registration
ARETE WEALTH ADVISORS, LLC	Bd affiliated wealth	Jul 12, 2023	Feb 9, 2024	no	St Peters, MO\|CHICAGO, IL	Previous registration
CENTER STREET ADVISORS, INC.	Former SEC adviser	Jan 11, 2022	Jul 12, 2023	no	St Peters, MO\|NASHVILLE, TN\|Town And Country, MO	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	May 24, 2019	Feb 23, 2022	no	St. Peters, MO\|WHEATON, IL\|St. Louis, MO\|St. Peters, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	AXIUS ADVISORS LLC	Jul 14, 2025	Oct 30, 2024	-257	Firm change after gap	Other
ARETE WEALTH ADVISORS, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 9, 2024	Mar 1, 2024	21	Firm change	Ibd to ibd
CENTER STREET ADVISORS, INC.	ARETE WEALTH ADVISORS, LLC	Jul 12, 2023	Jul 12, 2023	0	Firm change	RIA to ibd
BROOKSTONE CAPITAL MANAGEMENT LLC	CENTER STREET ADVISORS, INC.	Feb 23, 2022	Jan 11, 2022	-43	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:330006:MO:2025-07-14	Jul 14, 2025	Oct 30, 2024	SAINT CHARLES, MO	Firm change after gap
169329:145488:MO:2023-07-11	Jul 12, 2023	Jul 12, 2023	TOWN AND COUNTRY, MO	Firm change

Relationships

Registered with (5)

→ AXIUS ADVISORS LLCRegistered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 1, 2024 to Jul 14, 2025factForm ADV
→ ARETE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 12, 2023 to Feb 9, 2024factForm ADV
→ CENTER STREET ADVISORS, INC.Registered adviserregistration: previous registration
Jan 11, 2022 to Jul 12, 2023factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
May 24, 2019 to Feb 23, 2022factForm ADV

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
Kurt Walter Sergiewich left Cambridge Investment Research Advisors, Inc. for Axius Advisors Llc (registered 2024-10-30)
Form ADVobserved 6 days ago
Occurred
Feb 9, 2024
Advisor changed firm
Kurt Walter Sergiewich left Arete Wealth Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-03-01)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2023
Advisor changed firm
Kurt Walter Sergiewich left Center Street Advisors, Inc. for Arete Wealth Advisors, Llc (registered 2023-07-12)
Form ADVobserved 6 days ago
Occurred
Feb 23, 2022
Advisor changed firm
Kurt Walter Sergiewich left Brookstone Capital Management Llc for Center Street Advisors, Inc. (registered 2022-01-11)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f6fad4a-618a-0b6e-2bae-99fb40ccadec
First observed: May 24, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Kurt Walter Sergiewich

Advisor at AXIUS ADVISORS LLC

SAINT CHARLES, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f6fad4a-618a-0b6e-2bae-99fb40ccadec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AXIUS ADVISORS LLC

Independent wealth

Oct 30, 2024

n/a

yes

SAINT CHARLES, MO

Current employment

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Mar 1, 2024

Jul 14, 2025

Saint Charles, MO

Previous registration

ARETE WEALTH ADVISORS, LLC

Bd affiliated wealth

Jul 12, 2023

Feb 9, 2024

St Peters, MO|CHICAGO, IL

Previous registration

CENTER STREET ADVISORS, INC.

Former SEC adviser

Jan 11, 2022

Jul 12, 2023

St Peters, MO|NASHVILLE, TN|Town And Country, MO

Previous registration

BROOKSTONE CAPITAL MANAGEMENT LLC

Independent wealth

May 24, 2019

Feb 23, 2022

St. Peters, MO|WHEATON, IL|St. Louis, MO|St. Peters, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

AXIUS ADVISORS LLC

Jul 14, 2025

Oct 30, 2024

-257

Firm change after gap

Other

ARETE WEALTH ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Feb 9, 2024

Mar 1, 2024

Firm change

Ibd to ibd

CENTER STREET ADVISORS, INC.

ARETE WEALTH ADVISORS, LLC

Jul 12, 2023

Firm change

RIA to ibd

BROOKSTONE CAPITAL MANAGEMENT LLC

CENTER STREET ADVISORS, INC.

Feb 23, 2022

Jan 11, 2022

-43

Firm change after gap

RIA to RIA

Team

Left

Joined

From

Kind

134139:330006:MO:2025-07-14

Jul 14, 2025

Oct 30, 2024

SAINT CHARLES, MO

Firm change after gap

169329:145488:MO:2023-07-11

Jul 12, 2023

TOWN AND COUNTRY, MO

Firm change