DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kurt Walter Sergiewich

Axius Advisors LLCindependent RIASaint Charles, Modual registrantIAPD 6354656

Feed of 09/14/2026

Also filed as Kurt Walter Sergiewich

At current firm

1 y

since Oct 30, 2024

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Axius Advisors LLC independent RIA current
since Oct 30, 2024 · Saint Charles, Mo
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 1, 2024 to Jul 14, 2025 · Saint Charles, Mo
Arete Wealth Advisors, LLC BD affiliated
Jul 12, 2023 to Feb 9, 2024 · St Peters, Mo
Center Street Advisors, Inc. former
Jan 11, 2022 to Jul 12, 2023 · St Peters, Mo
Brookstone Capital Management LLC independent RIA
May 24, 2019 to Feb 23, 2022 · St. Peters, Mo

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to Axius Advisors LLC
left Jul 14, 2025, registered Oct 30, 2024 (-257 days) · Other · moved with a team
Arete Wealth Advisors, LLC to Cambridge Investment Research Advisors, Inc.
left Feb 9, 2024, registered Mar 1, 2024 (21 days) · Affiliated broker-dealer or bank to another
Center Street Advisors, Inc. to Arete Wealth Advisors, LLC
left Jul 12, 2023, registered Jul 12, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
Brookstone Capital Management LLC to Center Street Advisors, Inc.
left Feb 23, 2022, registered Jan 11, 2022 (-43 days) · RIA to RIA

Signals

Kurt Walter Sergiewich left Cambridge Investment Research Advisors, Inc. for Axius Advisors Llc (registered 2024-10-30)
Jul 14, 2025 · Advisor changed firm · fact
Kurt Walter Sergiewich left Arete Wealth Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-03-01)
Feb 9, 2024 · Advisor changed firm · fact
Kurt Walter Sergiewich left Center Street Advisors, Inc. for Arete Wealth Advisors, Llc (registered 2023-07-12)
Jul 12, 2023 · Advisor changed firm · fact
Kurt Walter Sergiewich left Brookstone Capital Management Llc for Center Street Advisors, Inc. (registered 2022-01-11)
Feb 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address