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RIA / WealthAdvisor11 years in industry

Jeffrey Davis

Advisor at HIGHTOWER ADVISORS, LLC

CHICAGO, IL | Newport Beach, CA | Montecito, CA

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Search this name across graphsid dfx:ria:2f7daaac-af0d-6cac-e3d2-cdd5b9451854

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Apr 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 29, 2019
First registration: Apr 3, 2019
Dual registered: no
Other names: Jeffrey M Davis|Jeffrey Marvin Davis|Jeffrey Marvin Davis|Jeffrey M Davis|Jeffrey Davis
IAPD individual key: 6198095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	May 6, 2026	n/a	yes	CHICAGO, IL\|Newport Beach, CA\|Montecito, CA	Current employment
ONE ADVISORY PARTNERS, LLC	Independent wealth	Apr 18, 2025	Mar 19, 2026	no	Santa Barbara, CA\|OVERLAND PARK, KS	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 21, 2024	Apr 24, 2025	no	Goleta, CA\|Thousand Oaks, CA\|Santa Barbara, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 26, 2023	Oct 28, 2024	no	THOUSAND OAKS, CA\|GOLETA, CA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 3, 2019	Jul 7, 2023	no	SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONE ADVISORY PARTNERS, LLC	HIGHTOWER ADVISORS, LLC	Mar 19, 2026	May 6, 2026	48	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	ONE ADVISORY PARTNERS, LLC	Apr 24, 2025	Apr 18, 2025	-6	Firm change	Ibd to RIA
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 28, 2024	Oct 21, 2024	-7	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	LPL FINANCIAL LLC	Jul 7, 2023	Jul 26, 2023	19	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:6363:CA:2024-10-28	Oct 28, 2024	Oct 21, 2024	GOLETA, CA	Firm change

Relationships

Registered with (5)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
May 6, 2026 to presentfactForm ADV
→ ONE ADVISORY PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 18, 2025 to Mar 19, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 21, 2024 to Apr 24, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 26, 2023 to Oct 28, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 3, 2019 to Jul 7, 2023factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
Jeffrey Davis left One Advisory Partners, Llc for Hightower Advisors, Llc (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
Apr 24, 2025
Advisor changed firm
Jeffrey Davis left Ameriprise Financial Services, Llc for One Advisory Partners, Llc (registered 2025-04-18)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Jeffrey Davis left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2024-10-21)
Form ADVobserved 4 days ago
Occurred
Jul 7, 2023
Advisor changed firm
Jeffrey Davis left Raymond James & Associates, Inc. for Lpl Financial Llc (registered 2023-07-26)
Form ADVobserved 4 days ago