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RIA / WealthAdvisor13 years in industry

DAVID BRADLEY LOVATO

Advisor at FISHER INVESTMENTS

PLANO, TX

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Search this name across graphsid dfx:ria:302ddc18-9d15-e0a0-d269-abcf2119ca4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 24, 2018
First registration: Jul 26, 2018
Dual registered: no
Other names: David Lovato|David Bradley Lovato|David B Lovato
IAPD individual key: 6945881

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Feb 12, 2021	n/a	yes	PLANO, TX\|PLANO, TX	Current employment
FARMERS FINANCIAL SOLUTIONS, LLC	Former SEC adviser	Dec 19, 2019	Mar 2, 2020	no	BILLINGS, MT\|BILLINGS, MT\|WESTLAKE VILLAGE, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 19, 2019	Jun 27, 2019	no	PORTLAND, OR\|LAUREL, MT\|BILLINGS, MT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 26, 2018	Feb 20, 2019	no	BILLINGS, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FARMERS FINANCIAL SOLUTIONS, LLC	FISHER INVESTMENTS	Mar 2, 2020	Feb 12, 2021	347	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	FARMERS FINANCIAL SOLUTIONS, LLC	Jun 27, 2019	Dec 19, 2019	175	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VALIC FINANCIAL ADVISORS, INC.	Feb 20, 2019	Feb 19, 2019	-1	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ FISHER INVESTMENTSRegistered adviserregistration: current employment
Feb 12, 2021 to presentfactForm ADV
→ FARMERS FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: previous registration
Dec 19, 2019 to Mar 2, 2020factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 19, 2019 to Jun 27, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 26, 2018 to Feb 20, 2019factForm ADV

Dated events

No dated event names this entity yet.