RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Feb 12, 2021 · Plano, Tx
- F•••••• F•••••••• S••••••••• L•• formerDec 19, 2019 to Mar 2, 2020 · Billings, Mt
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 19, 2019 to Jun 27, 2019 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 26, 2018 to Feb 20, 2019 · Billings, Mt
- F•••••• F•••••••• S••••••••• L•• to F••••• I•••••••••left Mar 2, 2020, registered Feb 12, 2021 (347 days) · Other
- V•••• F•••••••• A•••••••• I••• to F•••••• F•••••••• S••••••••• L••left Jun 27, 2019, registered Dec 19, 2019 (175 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Feb 20, 2019, registered Feb 19, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address