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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

ROSS L WAMSLEY

Advisor at ST. BERNARD FINANCIAL SERVICES, INC.

RUSSELLVILLE, AR | West Jordan, UT

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Search this name across graphsid dfx:ria:30629940-1e6d-49f2-8b72-21a13f58747d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ST. BERNARD FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 8, 2006
First registration: May 23, 2008
Dual registered: yes, broker-dealer
Other names: ROSS WAMSLEY
IAPD individual key: 5074829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ST. BERNARD FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jun 29, 2023	n/a	yes	West Jordan, UT\|RUSSELLVILLE, AR\|RUSSELLVILLE, AR	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 2, 2016	Dec 31, 2019	no	West Jordan, UT\|SAN JOSE, CA\|MINNEAPOLIS, MN\|TACOMA, WA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 30, 2012	Nov 21, 2016	no	MINNEAPOLIS, MN\|WEST JORDAN, UT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 28, 2008	Apr 19, 2012	no	SALT LAKE CITY, UT	Previous registration
EDWARD JONES	National bd RIA	May 23, 2008	Oct 29, 2008	no	SOUTH JORDAN, UT\|SYRACUSE, UT\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	ST. BERNARD FINANCIAL SERVICES, INC.	Dec 31, 2019	Jun 29, 2023	1,276	Firm change after gap	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	VOYA FINANCIAL ADVISORS, INC.	Nov 21, 2016	Nov 2, 2016	-19	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	QUESTAR ASSET MANAGEMENT, INC.	Apr 19, 2012	May 30, 2012	41	Firm change	Other
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 29, 2008	Oct 28, 2008	-1	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 2, 2016 to Dec 31, 2019factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 30, 2012 to Nov 21, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 28, 2008 to Apr 19, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 23, 2008 to Oct 29, 2008factForm ADV

Dated events

No dated event names this entity yet.