DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ross L Wamsley
Feed of 09/14/2026
Also filed as Ross Wamsley
At current firm
3 y
since Jun 29, 2023
In the industry
20 y
since Feb 8, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- St. Bernard Financial Services, Inc. BD affiliated currentsince Jun 29, 2023 · West Jordan, Ut
- Voya Financial Advisors, Inc. BD affiliatedNov 2, 2016 to Dec 31, 2019 · West Jordan, Ut
- Questar Asset Management, Inc. formerMay 30, 2012 to Nov 21, 2016 · Minneapolis, Mn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 28, 2008 to Apr 19, 2012 · Salt Lake City, Ut
- Edward Jones national BDMay 23, 2008 to Oct 29, 2008 · South Jordan, Ut
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to St. Bernard Financial Services, Inc.left Dec 31, 2019, registered Jun 29, 2023 (1276 days) · Affiliated broker-dealer or bank to another
- Questar Asset Management, Inc. to Voya Financial Advisors, Inc.left Nov 21, 2016, registered Nov 2, 2016 (-19 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Questar Asset Management, Inc.left Apr 19, 2012, registered May 30, 2012 (41 days) · Other
- Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 29, 2008, registered Oct 28, 2008 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address