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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

James M McCrory

Advisor at R. F. LAFFERTY & CO., INC.

NEW YORK, NY | Sandy Hook, CT

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Search this name across graphsid dfx:ria:30aaabd4-6f7f-a4e3-cce7-fd7431016c5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R. F. LAFFERTY & CO., INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 9, 2003
First registration: Nov 14, 2003
Dual registered: yes, broker-dealer
Other names: JAMES MARTIN MCCRORY|JAMES MARTIN MC CRORY|JAMES MCCRORY
IAPD individual key: 4140943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R. F. LAFFERTY & CO., INC.	Bd affiliated wealth	Oct 1, 2021	n/a	yes	NEW YORK, NY\|Sandy Hook, CT	Current employment
TOUCHSTONE ADVISORS INC	Asset manager	Sep 26, 2011	Dec 31, 2012	no	CINCINNATI, OH	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 29, 2010	Sep 22, 2011	no	NEW LONDON, CT	Previous registration
TOUCHSTONE ADVISORS INC	Asset manager	Jul 8, 2008	Jun 2, 2010	no	CINCINNATI, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 22, 2004	Mar 5, 2008	no	SHELTON, CT\|SHELTON, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 14, 2003	Aug 31, 2004	no	NORWALK, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOUCHSTONE ADVISORS INC	R. F. LAFFERTY & CO., INC.	Dec 31, 2012	Oct 1, 2021	3,196	Firm change after gap	Other
ALLSTATE FINANCIAL ADVISORS, LLC	TOUCHSTONE ADVISORS INC	Sep 22, 2011	Sep 26, 2011	4	Firm change	Other
TOUCHSTONE ADVISORS INC	ALLSTATE FINANCIAL ADVISORS, LLC	Jun 2, 2010	Nov 29, 2010	180	Firm change	Other
MSI FINANCIAL SERVICES, INC.	TOUCHSTONE ADVISORS INC	Mar 5, 2008	Jul 8, 2008	125	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Aug 31, 2004	Sep 22, 2004	22	Firm change	Other

Relationships

Registered with (5)

→ R. F. LAFFERTY & CO., INC.Registered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ TOUCHSTONE ADVISORS INCRegistered adviserregistration: previous registration
Sep 26, 2011 to Dec 31, 2012factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 29, 2010 to Sep 22, 2011factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 22, 2004 to Mar 5, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 14, 2003 to Aug 31, 2004factForm ADV

Dated events

No dated event names this entity yet.