DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James M Mccrory
Feed of 09/15/2026
Also filed as James Martin Mccrory
At current firm
4 y
since Oct 1, 2021
In the industry
22 y
since Oct 9, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R. F. Lafferty & Co., Inc. BD affiliated currentsince Oct 1, 2021 · New York, Ny
- Touchstone Advisors Inc asset managerSep 26, 2011 to Dec 31, 2012 · Cincinnati, Oh
- Allstate Financial Advisors, LLC BD affiliatedNov 29, 2010 to Sep 22, 2011 · New London, Ct
- Touchstone Advisors Inc asset managerJul 8, 2008 to Jun 2, 2010 · Cincinnati, Oh
- Msi Financial Services, Inc. formerSep 22, 2004 to Mar 5, 2008 · Shelton, Ct
- Ameriprise Financial Services, LLC national BDNov 14, 2003 to Aug 31, 2004 · Norwalk, Ct
Moves
a registration end followed by a registration begin elsewhere
- Touchstone Advisors Inc to R. F. Lafferty & Co., Inc.left Dec 31, 2012, registered Oct 1, 2021 (3196 days) · Other
- Allstate Financial Advisors, LLC to Touchstone Advisors Incleft Sep 22, 2011, registered Sep 26, 2011 (4 days) · Other
- Touchstone Advisors Inc to Allstate Financial Advisors, LLCleft Jun 2, 2010, registered Nov 29, 2010 (180 days) · Other
- Msi Financial Services, Inc. to Touchstone Advisors Incleft Mar 5, 2008, registered Jul 8, 2008 (125 days) · Other
- Ameriprise Financial Services, LLC to Msi Financial Services, Inc.left Aug 31, 2004, registered Sep 22, 2004 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address