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R•••••• T••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

R•••••• T••••• B••••

Advisor at M••••••

Corte madera, CA

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Search this name across graphsid dfx:ria:311d7665-5979-0625-2365-72fe5aa3f28a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 2, 2024	n/a	yes	Corte madera, CA	Current employment
E•••••••• W••••• M•••••••••	Independent wealth	Jan 2, 2019	Feb 28, 2024	no	San Francisco, CA\|SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• W••••• M•••••••••	M••••••	Feb 28, 2024	Feb 2, 2024	-26	Firm change	RIA to ibd
O•••••••	E•••••••• W••••• M•••••••••	Sep 28, 2022

Relationships

Registered with (7)

→ M••••••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ E•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 2, 2019 to Feb 28, 2024factForm ADV
→ O•••••••Registered adviserregistration: previous registration
Jun 8, 2018 to Sep 28, 2022factForm ADV
→ M••••• G••••• A••••••• I•••

Dated events

Occurred
Feb 28, 2024
Advisor changed firm
R•••••• T••••• B•••• left E•••••••• W••••• M••••••••• for Mariner (registered 2024-02-02)
Form ADVobserved 7 days ago
Occurred
Sep 28, 2022
Advisor changed firm
R•••••• T••••• B•••• left Onlinecm for E•••••••• W••••• M••••••••• (registered 2019-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:311d7665-5979-0625-2365-72fe5aa3f28a
First observed: Jan 30, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.