DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Thomas Boyer

MarinerBD affiliatedCorte Madera, CaIA-onlyIAPD 2291798

Certified Financial Planner

Feed of 09/14/2026

Also filed as R. Thomas Boyer

At current firm

2 y

since Feb 2, 2024

In the industry

33 y

since Jan 6, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Feb 2, 2024 · Corte Madera, Ca
Empirical Wealth Management independent RIA
Jan 2, 2019 to Feb 28, 2024 · San Francisco, Ca
Onlinecm former
Jun 8, 2018 to Sep 28, 2022 · San Rafael, Ca
Mercer Global Advisors Inc. independent RIA
Jul 20, 2017 to Mar 5, 2018 · San Francisco, Ca
Strategic Advisers LLC national BD
Aug 13, 2013 to Jul 10, 2017 · Larkspur, Ca
Charles Schwab & Co., Inc. national BD
Aug 16, 2002 to May 30, 2013 · San Francisco, Ca
Morgan Stanley Dw Inc. unclassified
Jan 30, 2002 to Jul 11, 2002 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Empirical Wealth Management to Mariner
left Feb 28, 2024, registered Feb 2, 2024 (-26 days) · RIA to affiliated broker-dealer or bank
Onlinecm to Empirical Wealth Management
left Sep 28, 2022, registered Jan 2, 2019 (-1365 days) · RIA to RIA
Mercer Global Advisors Inc. to Onlinecm
left Mar 5, 2018, registered Jun 8, 2018 (95 days) · Other
Strategic Advisers LLC to Mercer Global Advisors Inc.
left Jul 10, 2017, registered Jul 20, 2017 (10 days) · Other
Charles Schwab & Co., Inc. to Strategic Advisers LLC
left May 30, 2013, registered Aug 13, 2013 (75 days) · Affiliated broker-dealer or bank to another
Morgan Stanley Dw Inc. to Charles Schwab & Co., Inc.
left Jul 11, 2002, registered Aug 16, 2002 (36 days) · Other

Signals

Richard Thomas Boyer left Empirical Wealth Management for Mariner (registered 2024-02-02)
Feb 28, 2024 · Advisor changed firm · fact
Richard Thomas Boyer left Onlinecm for Empirical Wealth Management (registered 2019-01-02)
Sep 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address