DFX Intelligence

P•••• K•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

P•••• K•• H••••••

Advisor at S••••••••• A•••••••• I•••

Corpus Christi, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:317ef699-14a2-d6c9-01d3-cd0860938eab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	Nov 20, 2024	n/a	yes	Corpus Christi, TX\|AUSTIN, TX	Current employment
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Jan 22, 2021	Nov 18, 2024	no	Raleigh, NC\|Raleigh, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• A•••• M••••••••• I••	S••••••••• A•••••••• I•••	Nov 18, 2024	Nov 20, 2024	2	Firm change	Ibd to RIA
F•••• C••••••• I••••••• S•••••••• I•••	F•••• C••••••• A•••• M••••••••• I••	Nov 18, 2024	Jan 22, 2021

Relationships

Registered with (6)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 20, 2024 to presentfactForm ADV
→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jan 22, 2021 to Nov 18, 2024factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 13, 2019 to Nov 18, 2024factForm ADV
→ U••• I••••••••• S••••••• C••••••

Dated events

Occurred
Nov 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:317ef699-14a2-d6c9-01d3-cd0860938eab
First observed: Apr 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.