DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paula Kay Heffron

Stonecrest Advisors, Inc.mixed wealthCorpus Christi, Tx dual registrantIAPD 4901921

Certified Financial Planner

Feed of 09/14/2026

Also filed as Paula Kay Tewalt

At current firm

1 y

since Nov 20, 2024

In the industry

21 y

since Mar 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stonecrest Advisors, Inc. mixed wealth current
since Nov 20, 2024 · Corpus Christi, Tx
First Citizens Asset Management, Inc BD affiliated
Jan 22, 2021 to Nov 18, 2024 · Raleigh, Nc
First Citizens Investor Services, Inc. BD affiliated
Aug 13, 2019 to Nov 18, 2024 · Raleigh, Nc
Usaa Investment Services Company no RAUM
Jun 1, 2011 to Aug 13, 2019 · San Antonio, Tx
Usaa Financial Planning Services former
May 24, 2011 to Jun 1, 2011 · San Antonio, Tx
LPL Financial LLC BD affiliated
Apr 14, 2008 to May 12, 2011 · Arnold, Mo

Moves

a registration end followed by a registration begin elsewhere

First Citizens Asset Management, Inc to Stonecrest Advisors, Inc.
left Nov 18, 2024, registered Nov 20, 2024 (2 days) · Affiliated broker-dealer or bank to independent RIA
First Citizens Investor Services, Inc. to First Citizens Asset Management, Inc
left Nov 18, 2024, registered Jan 22, 2021 (-1396 days) · Affiliated broker-dealer or bank to independent RIA
Usaa Investment Services Company to First Citizens Investor Services, Inc.
left Aug 13, 2019, registered Aug 13, 2019 (0 days) · Affiliated broker-dealer or bank to another
Usaa Financial Planning Services to Usaa Investment Services Company
left Jun 1, 2011, registered Jun 1, 2011 (0 days) · channel change inside one enterprise, not a move
LPL Financial LLC to Usaa Financial Planning Services
left May 12, 2011, registered May 24, 2011 (12 days) · Other

Signals

Paula Kay Heffron left First Citizens Asset Management, Inc for Stonecrest Advisors, Inc. (registered 2024-11-20)
Nov 18, 2024 · Advisor changed firm · fact
Paula Kay Heffron left First Citizens Investor Services, Inc. for First Citizens Asset Management, Inc (registered 2021-01-22)
Nov 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address