This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MODERN WEALTH MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65

First exam

Oct 15, 2021

First registration

Nov 18, 2021

Dual registered

no

Other names

Xiaoyu Li|Alice Li Williamson

IAPD individual key

7458785

• Occurred

  Mar 18, 2025
  Advisor changed firm

  Alice Li left Wealthspire Advisors for Modern Wealth Management, Llc (registered 2025-06-18)

  Form ADVobserved 4 days ago
• Occurred

  Apr 4, 2022
  Advisor changed firm

  Alice Li left Focus Partners Wealth, Llc for Wealthspire Advisors (registered 2022-06-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:31bdff23-86cd-84c2-5a47-1bff4f13e1fc

First observed

Nov 18, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.