RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• L•
- M••••• W••••• M••••••••• L•• independent RIA currentsince Jun 18, 2025 · Great Falls, Va
- W••••••••• A••••••• independent RIAJun 16, 2022 to Mar 18, 2025 · Potomac, Md
- F•••• P••••••• W•••••• L•• independent RIANov 18, 2021 to Apr 4, 2022 · Bethesda, Md
- W••••••••• A••••••• to M••••• W••••• M••••••••• L••left Mar 18, 2025, registered Jun 18, 2025 (92 days) · RIA to RIA
- F•••• P••••••• W•••••• L•• to W••••••••• A•••••••left Apr 4, 2022, registered Jun 16, 2022 (73 days) · RIA to RIA
- A•••• L• left W••••••••• A••••••• for M••••• W••••• M••••••••• L•• (registered 2025-06-18)Mar 18, 2025 · Advisor changed firm · fact
- A•••• L• left F•••• P••••••• W•••••• L•• for W••••••••• A••••••• (registered 2022-06-16)Apr 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address