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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Patricia Rose Piatt

Advisor at EXODUS WEALTH, LLC

Monaca, PA | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:31cfa4b5-a734-9ece-be6a-b3fc758c5849

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EXODUS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 19, 1999
First registration: Jul 25, 2005
Dual registered: yes, broker-dealer
Other names: PATRICIA KOZAK|PATRICIA ROSE KOZAK|PATRICIA ROSE PEZZANO|PATRICIA ROSE KOZAK-PEZZANO|PATRICIA R KOZAK|PATRICIA R PIATT
IAPD individual key: 3176227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EXODUS WEALTH, LLC	Independent wealth	Feb 9, 2022	n/a	yes	FORT LAUDERDALE, FL\|Monaca, PA	Current employment
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Feb 22, 2019	Mar 11, 2021	no	MONACA, PA	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jun 19, 2012	Oct 18, 2018	no	BEAVER, PA\|PITTSBURGH, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 4, 2009	Jun 1, 2012	no	PITTSBURGH, PA\|CRANBERRY TOWNSHIP, PA\|FORT MILL, SC\|PITTSBURGH, PA	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jul 8, 2008	Sep 8, 2009	no	CRANBERRY TWP., PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 12, 2008	no	PITTSBURGH, PA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Dec 8, 2006	Jan 1, 2008	no	PITTSBURGH, PA\|ST. LOUIS, MO	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 25, 2005	Dec 31, 2005	no	NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W&S BROKERAGE SERVICES, INC.	EXODUS WEALTH, LLC	Mar 11, 2021	Feb 9, 2022	335	Firm change	Ibd to RIA
HUNTINGTON FINANCIAL ADVISORS	W&S BROKERAGE SERVICES, INC.	Oct 18, 2018	Feb 22, 2019	127	Firm change	Ibd to new firm
LPL FINANCIAL LLC	HUNTINGTON FINANCIAL ADVISORS	Jun 1, 2012	Jun 19, 2012	18	Firm change	Other
NATCITY INVESTMENTS, INC.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 4, 2009	-4	Firm change	Other
WELLS FARGO ADVISORS	NATCITY INVESTMENTS, INC.	Jun 12, 2008	Jul 8, 2008	26	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (7)

→ EXODUS WEALTH, LLCRegistered adviserregistration: current employment
Feb 9, 2022 to presentfactForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 22, 2019 to Mar 11, 2021factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 19, 2012 to Oct 18, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to Jun 1, 2012factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 8, 2008 to Sep 8, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 12, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 8, 2006 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.