DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patricia Rose Piatt
Feed of 09/15/2026
Also filed as Patricia Kozak
At current firm
4 y
since Feb 9, 2022
In the industry
27 y
since Feb 19, 1999 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Exodus Wealth, LLC independent RIA currentsince Feb 9, 2022 · Fort Lauderdale, Fl
- W&S Brokerage Services, Inc. BD affiliatedFeb 22, 2019 to Mar 11, 2021 · Monaca, Pa
- Huntington Financial Advisors BD affiliatedJun 19, 2012 to Oct 18, 2018 · Beaver, Pa
- LPL Financial LLC BD affiliatedSep 4, 2009 to Jun 1, 2012 · Pittsburgh, Pa
- Natcity Investments, Inc. unclassifiedJul 8, 2008 to Sep 8, 2009 · Cranberry Twp., Pa
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jun 12, 2008 · Pittsburgh, Pa
- A. G. Edwards & Sons, Inc. unclassifiedDec 8, 2006 to Jan 1, 2008 · Pittsburgh, Pa
- A. G. Edwards & Sons, Inc. unclassifiedJul 25, 2005 to Dec 31, 2005 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- W&S Brokerage Services, Inc. to Exodus Wealth, LLCleft Mar 11, 2021, registered Feb 9, 2022 (335 days) · Affiliated broker-dealer or bank to independent RIA
- Huntington Financial Advisors to W&S Brokerage Services, Inc.left Oct 18, 2018, registered Feb 22, 2019 (127 days) · Affiliated broker-dealer or bank to a newly registered adviser
- LPL Financial LLC to Huntington Financial Advisorsleft Jun 1, 2012, registered Jun 19, 2012 (18 days) · Other
- Natcity Investments, Inc. to LPL Financial LLCleft Sep 8, 2009, registered Sep 4, 2009 (-4 days) · Other
- Wells Fargo Advisors to Natcity Investments, Inc.left Jun 12, 2008, registered Jul 8, 2008 (26 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address