DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Jennifer Nicole Overhoff

Advisor at ADVICE AND PLANNING SERVICES

PASADENA, CA | Monrovia, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:320ec0a0-81f8-a52c-5c40-2410aa53c40f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 30, 2009
First registration: Feb 2, 2009
Dual registered: yes, broker-dealer
Other names: JENNIFER N MACIAS|JENNIFER NICOLE RYKERT|JENNIFER NICOLE OVERHOFF|Jennifer Overhoff
IAPD individual key: 4790030

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 14, 2023	n/a	yes	PASADENA, CA\|Monrovia, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Nov 9, 2023	no	PASADENA, CA\|SAN DIMAS, CA\|SIERRA MADRE, CA\|COVINA, CA\|PICO RIVERA, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Sep 29, 2021	Jul 19, 2023	no	COVINA, CA\|SIERRA MADRE, CA\|PICO RIVERA, CA\|PASADENA, CA\|SOUTH GATE, CA\|SAN DIMAS, CA	Previous registration
CALIFORNIA FINANCIAL PARTNERS	n/a	Apr 16, 2021	Sep 30, 2021	no	Glendale, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 26, 2018	Aug 4, 2021	no	GLENDALE, CA	Previous registration
CREATIVE PLANNING	Independent wealth	Jan 12, 2017	Oct 18, 2017	no	Monrovia, CA\|OVERLAND PARK, KS	Previous registration
SHEAFF BROCK INVESTMENT ADVISORS, LLC	Former SEC adviser	Mar 5, 2014	Sep 16, 2016	no	INDIANAPOLIS, IN	Previous registration
H. BECK, INC.	Former SEC adviser	Feb 25, 2014	Feb 28, 2014	no	WEST COVINA, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 15, 2011	Feb 9, 2012	no	PASADENA, CA	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Feb 2, 2009	Sep 23, 2011	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ADVICE AND PLANNING SERVICES	Nov 9, 2023	Nov 14, 2023	5	Firm change	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
CALIFORNIA FINANCIAL PARTNERS	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Sep 30, 2021	Sep 29, 2021	-1	Firm change	Other
LPL FINANCIAL LLC	CALIFORNIA FINANCIAL PARTNERS	Aug 4, 2021	Apr 16, 2021	-110	Firm change after gap	Other
CREATIVE PLANNING	LPL FINANCIAL LLC	Oct 18, 2017	Sep 26, 2018	343	Firm change	Other
SHEAFF BROCK INVESTMENT ADVISORS, LLC	CREATIVE PLANNING	Sep 16, 2016	Jan 12, 2017	118	Firm change	Other
H. BECK, INC.	SHEAFF BROCK INVESTMENT ADVISORS, LLC	Feb 28, 2014	Mar 5, 2014	5	Firm change	Other
LPL FINANCIAL LLC	H. BECK, INC.	Feb 9, 2012	Feb 25, 2014	747	Firm change after gap	Other
ASSETMARK, INC.	LPL FINANCIAL LLC	Sep 23, 2011	Dec 15, 2011	83	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118739:105348:IN:2016-09-16	Sep 16, 2016	Jan 12, 2017	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (8)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Nov 14, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Nov 9, 2023factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Sep 29, 2021 to Jul 19, 2023factForm ADV
→ CALIFORNIA FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Apr 16, 2021 to Sep 30, 2021factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Jan 12, 2017 to Oct 18, 2017factForm ADV
→ SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 5, 2014 to Sep 16, 2016factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 25, 2014 to Feb 28, 2014factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Feb 2, 2009 to Sep 23, 2011factForm ADV

Dated events

Occurred
Nov 9, 2023
Advisor changed firm
Jennifer Nicole Overhoff left Lpl Financial Llc for Advice And Planning Services (registered 2023-11-14)
Form ADVobserved 6 days ago