DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer Nicole Overhoff
Feed of 09/15/2026
Also filed as Jennifer N Macias
At current firm
2 y
since Nov 14, 2023
In the industry
17 y
since Jan 30, 2009 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advice And Planning Services BD affiliated currentsince Nov 14, 2023 · Pasadena, Ca
- LPL Financial LLC BD affiliatedJul 19, 2023 to Nov 9, 2023 · Pasadena, Ca
- Bancwest Investment Services, Inc. (Bwis) formerSep 29, 2021 to Jul 19, 2023 · Covina, Ca
- California Financial Partners unclassifiedApr 16, 2021 to Sep 30, 2021 · Glendale, Ca
- LPL Financial LLC BD affiliatedSep 26, 2018 to Aug 4, 2021 · Glendale, Ca
- Creative Planning independent RIAJan 12, 2017 to Oct 18, 2017 · Monrovia, Ca
- Sheaff Brock Investment Advisors, LLC formerMar 5, 2014 to Sep 16, 2016 · Indianapolis, In
- H. Beck, Inc. formerFeb 25, 2014 to Feb 28, 2014 · West Covina, Ca
- LPL Financial LLC BD affiliatedDec 15, 2011 to Feb 9, 2012 · Pasadena, Ca
- Assetmark, Inc. BD affiliatedFeb 2, 2009 to Sep 23, 2011 · Encino, Ca
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Advice And Planning Servicesleft Nov 9, 2023, registered Nov 14, 2023 (5 days) · Affiliated broker-dealer or bank to another
- Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLCleft Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- California Financial Partners to Bancwest Investment Services, Inc. (Bwis)left Sep 30, 2021, registered Sep 29, 2021 (-1 days) · Other
- LPL Financial LLC to California Financial Partnersleft Aug 4, 2021, registered Apr 16, 2021 (-110 days) · Other
- Creative Planning to LPL Financial LLCleft Oct 18, 2017, registered Sep 26, 2018 (343 days) · Other
- Sheaff Brock Investment Advisors, LLC to Creative Planningleft Sep 16, 2016, registered Jan 12, 2017 (118 days) · Other · moved with a team
- H. Beck, Inc. to Sheaff Brock Investment Advisors, LLCleft Feb 28, 2014, registered Mar 5, 2014 (5 days) · Other
- LPL Financial LLC to H. Beck, Inc.left Feb 9, 2012, registered Feb 25, 2014 (747 days) · Other
- Assetmark, Inc. to LPL Financial LLCleft Sep 23, 2011, registered Dec 15, 2011 (83 days) · Other
Signals
- Jennifer Nicole Overhoff left Lpl Financial Llc for Advice And Planning Services (registered 2023-11-14)Nov 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address