DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner15 years in industry

SMRITI DHALL

Advisor at WEALTHSPIRE ADVISORS

San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:323328fc-4501-e909-12e0-641b3e7e22c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 12, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
First registration: May 12, 2011
Dual registered: no
Other names: SIMI DHALL|SIMI N/A DHALL|SMRITI N/A DHALL
IAPD individual key: 4821430

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE ADVISORS	Independent wealth	Jan 3, 2025	n/a	yes	San Francisco, CA	Current employment
LENOX ADVISORS, INC.	n/a	Jan 30, 2017	May 1, 2018	no	San Francisco, CA\|NEW YORK, NY	Previous registration
PENINSULA WEALTH, LLC	Former SEC adviser	Oct 18, 2013	Nov 12, 2015	no	SAN FRANCISCO, CA	Previous registration
BLUEPOINTE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 12, 2011	Apr 1, 2013	no	MENLO PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LENOX ADVISORS, INC.	WEALTHSPIRE ADVISORS	May 1, 2018	Jan 3, 2025	2,439	Firm change after gap	Other
PENINSULA WEALTH, LLC	LENOX ADVISORS, INC.	Nov 12, 2015	Jan 30, 2017	445	Firm change after gap	Other
BLUEPOINTE CAPITAL MANAGEMENT, LLC	PENINSULA WEALTH, LLC	Apr 1, 2013	Oct 18, 2013	200	Firm change	Other

Relationships

Registered with (4)

→ WEALTHSPIRE ADVISORSRegistered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ LENOX ADVISORS, INC.Registered adviserregistration: previous registration
Jan 30, 2017 to May 1, 2018factForm ADV
→ PENINSULA WEALTH, LLCRegistered adviserregistration: previous registration
Oct 18, 2013 to Nov 12, 2015factForm ADV
→ BLUEPOINTE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 12, 2011 to Apr 1, 2013factForm ADV

Dated events

No dated event names this entity yet.