RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• D••••
- W••••••••• A••••••• independent RIA currentsince Jan 3, 2025 · San Francisco, Ca
- L•••• A•••••••• I••• unclassifiedJan 30, 2017 to May 1, 2018 · San Francisco, Ca
- P•••••••• W•••••• L•• formerOct 18, 2013 to Nov 12, 2015 · San Francisco, Ca
- B••••••••• C•••••• M••••••••• L•• formerMay 12, 2011 to Apr 1, 2013 · Menlo Park, Ca
- L•••• A•••••••• I••• to W••••••••• A•••••••left May 1, 2018, registered Jan 3, 2025 (2439 days) · Other
- P•••••••• W•••••• L•• to L•••• A•••••••• I•••left Nov 12, 2015, registered Jan 30, 2017 (445 days) · Other
- B••••••••• C•••••• M••••••••• L•• to P•••••••• W•••••• L••left Apr 1, 2013, registered Oct 18, 2013 (200 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address