DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kyle Michael Koch
Feed of 09/15/2026
Also filed as K Michael Koch
At current firm
1 y
since Dec 5, 2024
In the industry
38 y
since Sep 13, 1988 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Fiduciary Capital, Inc. state registered currentsince Dec 5, 2024 · Gainesville, Ga
- Thornhill Securities, Inc. formerJun 17, 2022 to Feb 9, 2023 · Missouri City, Tx
- Starship Securities LLC formerMay 28, 2021 to Dec 31, 2023 · Missouri City, Tx
- Sunbelt Securities BD affiliatedOct 31, 2019 to Dec 1, 2021 · Houston, Tx
- Shamrock Asset Management LLC formerAug 12, 2019 to Dec 31, 2019 · Dallas, Tx
- Dai Wealth, LLC independent RIAJul 18, 2017 to Apr 9, 2019 · Missouri City, Tx
- Shamrock Asset Management LLC formerMar 27, 2013 to Dec 1, 2015 · Missouri City, Tx
- Ria Advisors independent RIAJun 25, 2009 to Nov 11, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Starship Securities LLC to Thornhill Securities, Inc.left Dec 31, 2023, registered Jun 17, 2022 (-562 days) · Other
- Thornhill Securities, Inc. to Fiduciary Capital, Inc.left Feb 9, 2023, registered Dec 5, 2024 (665 days) · Other
- Sunbelt Securities to Starship Securities LLCleft Dec 1, 2021, registered May 28, 2021 (-187 days) · Other
- Shamrock Asset Management LLC to Sunbelt Securitiesleft Dec 31, 2019, registered Oct 31, 2019 (-61 days) · RIA to RIA
- Dai Wealth, LLC to Shamrock Asset Management LLCleft Apr 9, 2019, registered Aug 12, 2019 (125 days) · RIA to RIA
- Shamrock Asset Management LLC to Dai Wealth, LLCleft Dec 1, 2015, registered Jul 18, 2017 (595 days) · Other
- Ria Advisors to Shamrock Asset Management LLCleft Nov 11, 2009, registered Mar 27, 2013 (1232 days) · Other
Signals
- Kyle Michael Koch left Starship Securities Llc for Thornhill Securities, Inc. (registered 2022-06-17)Dec 31, 2023 · Advisor changed firm · fact
- Kyle Michael Koch left Thornhill Securities, Inc. for Fiduciary Capital, Inc. (registered 2024-12-05)Feb 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address